Investment Company Act Rules
 
Rule 0-3
Amendments to Registration Statements and Reports
Registration statements filed with the Commission
pursuant to
section 8 (54 Stat. 803; 15 U.S.C. 80a-8) and reports filed with the
Commission pursuant to section 30 (54 Stat. 836; 15 U.S.C. 80a-35) may
be amended in the following manner:
(a) Each amendment shall conform to the requirements for the
registration statement or report it amends with regard to filing, number
of copies filed, size, paper, ink, margins, binding, and similar formal
matters.
(b) Each amendment to a particular statement or report shall
have a
facing sheet as follows:
Securities and Exchange Commission
Washington, DC 20549
Amendment No.________________________________
to
Form ____________________
File No.___________________
(Describe the nature of the statement or report)
Dated _______________, 19______,
Pursuant to Section ________ of the Investment Company Act
of 1940
________________________________________________________
Name of Registrant
________________________________________________________
Address of Principal Office of Registrant
The facing sheet shall contain in addition any other information
required on the facing sheet of the form for the statement or report
which is being amended. Amendments to a particular statement or report
which is being consecutively in the order in which filed with the
Commission. (c) Each amendment shall contain in the manner required in
the
original statement or report the text of every item to which it relates
and shall set out a complete amended answer to each such item. However,
amendments to financial statements may contain only the particular
statements or schedules in fact amended.
(d) Each amendment shall have a signature sheet containing
the form
of signature required in the statement or report it amends.
Regulatory History |
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Rule N-3, 6 FR 3966, Aug. 8, 1941, as amended at 33 FR 3217, Feb. 21,
1968 |
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