Rule 473
 Delaying Amendments
a.
An amendment in the
following form filed with a registration statement, or as an amendment
to a registration statement which has not become effective, shall be deemed,
for the purpose of
section
8(a) of the Act, to be filed on such date or dates as may be necessary
to delay the effective date of such registration statement
1.
until the registrant shall file a further amendment which specifically
states as provided in paragraph (b) of this section that such registration
statement shall thereafter become effective in accordance with section
8(a) of the Act, or
2.
until the registration
statement shall become effective on such date as the Commission, acting
pursuant to section 8(a), may determine:
The registrant hereby amends this registration statement on such
date or dates as may be necessary to delay its effective date until the
registrant shall file a further amendment which specifically states that
this registration statement shall thereafter become effective in accordance
with section 8(a) of the Securities Act of 1933 or until the registration
statement shall become effective on such date as the Commission acting
pursuant to said section 8(a), may determine.
b.
An amendment which for
the purpose of paragraph (a)(1) of this section specifically states that
a registration statement shall thereafter become effective in accordance
with
section
8(a) of the Act, shall be in the following form:
This registration statement shall hereafter become effective in
accordance with the provisions of section 8(a) of the Securities Act of
1933.
c. An
amendment pursuant to paragraph (a) of this section which is filed with
a registration statement shall be set forth on the facing page thereof
following the calculation of the registration fee. Any such amendment
filed after the filing of the registration statement, any amendment altering
the proposed date of public sale of the securities being registered, or
any amendment filed pursuant to paragraph (b) of this section may be made
by telegram, letter or facsimile transmission. Each such telegraphic amendment
shall be confirmed in writing within a reasonable time by the filing of
a signed copy of the amendment. Such confirmation shall not be deemed
an amendment.
d. No amendments pursuant to paragraph (a) of this section
may be filed with a registration statement on Form F-7, F-8 or F-80
(§239.37, §239.38 or §239.41 of this chapter); on Form F-9 or F-10 (§239.39
or §239.40 of this chapter) relating to an offering being made
contemporaneously in the United States and the issuers home jurisdiction;
on Form S-8 (§239.16b of this chapter); on Form S-3 or F-3 (§239.13 or
§239.33 of this chapter) relating to a dividend or interest reinvestment
plan; on Form S-3 or Form F-3 relating to an automatic shelf registration
statement; or on Form S-4 (§239.25 of this chapter) complying with General
Instruction G of that Form.
Regulatory History |
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SEC Release 33-6383: 47 FR 11445, Mar. 16, 1982
SEC Release 33-7300: 61 FR 30397, 30402, June 14, 1996
SEC Release 33-8501: 69 FR 67391, Nov. 17, 2004
SEC Release 33-8591:
70 FR 44721, Aug. 3, 2005 (Eff. Dec. 1, 2005) |
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