Rule 471 |
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Signatures to Amendments
1. Except
as provided in Rule 447 [Note: Rule 447 (17 CFR 230.447) was
removed and reserved in
Release 33-7300] and in
Rule
478 , every amendment to a registration statement shall be signed
by the persons specified in
section
6(a) of the Act. At least one copy of every amendment filed with the
Commission shall be signed. Unsigned copies shall be conformed.
2. Where
the Act or the rules thereunder require a document filed with or furnished
to the Commission to be signed, such document shall be manually signed,
or signed using either typed signatures or duplicated or facsimile versions
of manual signatures. Where typed, duplicated or facsimile signatures
are used, each signatory to the filing shall manually sign a signature
page or other document authenticating, acknowledging or otherwise adopting
his or her signature that appears in the filing. Such document shall be
executed before or at the time the filing is made and shall be retained
by the registrant for a period of five years. Upon request, the registrant
shall furnish to the Commission or its staff a copy of any or all documents
retained pursuant to this section.
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