Rule 462
 Immediate Effectiveness of Certain Registration Statements and
Post-Effective Amendments
a. A
registration statement on Form
S-8 and a registration statement on Form
S-3 or on Form
F-3 for a dividend or interest reinvestment plan shall become effective
upon filing with the Commission.
b.
A registration statement
and any post-effective amendment thereto shall become effective upon filing
with the Commission if:
1.
The registration statement is for registering additional securities of
the same class(es) as were included in an earlier registration statement
for the same offering and declared effective by the Commission;
2.
The new registration statement is filed prior to the time confirmations
are sent or given; and
3.
The new registration statement registers additional securities in an amount
and at a price that together represent no more than 20% of the maximum
aggregate offering price set forth for each class of securities in the
"Calculation of Registration Fee" table contained in such earlier
registration statement.
c. If
the prospectus contained in a post-effective amendment filed prior to
the time confirmations are sent or given contains no substantive changes
from or additions to the prospectus previously filed as part of the effective
registration statement, other than price-related information omitted from
the registration statement in reliance on
Rule
430A of the Act, such post-effective amendment shall become effective
upon filing with the Commission.
d. A post-effective
amendment filed solely to add exhibits to a registration statement shall
become effective upon filing with the Commission.
e. An automatic shelf registration statement, including an
automatic shelf
registration statement filed in accordance with Rule 415(a)(6)
(§230.415(a)(6)), and any post-effective amendment thereto, including a
post-effective amendment filed to register additional classes of securities
pursuant to Rule 413(b) (§230.413(b)), shall become effective upon filing
with the Commission.
f. A post-effective amendment filed pursuant to paragraph (e) of
this section for purposes of adding a new issuer and its securities as permitted
by Rule 413(b)(§230.413(b)) that satisfies the requirements of Form S-3 or Form
F-3 (§239.13 or §239.33 of this chapter), as applicable, including the
signatures required by Rule 402(e) (§230.402(e)), and contains a prospectus
satisfying the requirements of Rule 430B (§230.430B), shall become effective
upon filing with the Commission.
Regulatory History |
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SEC Release 33-7053: 59 FR 21650, Apr. 26, 1994
SEC Release 33-7431: 62 FR 39755, 39763, July 24, 1997
SEC Release 33-8501: 69 FR 67391, Nov. 17, 2004
SEC Release 33-8591:
70 FR 44721, Aug. 3, 2005 (Eff. Dec. 1, 2005) |
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