Rule 456
 Date of Filing, Timing of Fee Payment
a. The date on which any papers are actually received by the Commission shall be the date of filing thereof, if all the requirements of the act and the rules with respect to such filing have been complied with and the required fee paid. The failure to pay an insignificant amount of the required fee at the time of filing, as the result of a bona fide error, shall not be deemed to affect the date of filing.
b.
1. Notwithstanding paragraph (a) of this section, a well-known seasoned issuer that registers securities offerings on an automatic shelf registration statement, or registers additional classes of securities pursuant to
Rule 413(b) (§ 230.413(b)),
may, but is not required to, defer payment of all or any part of the
registration fee to the Commission required by section 6(b)(2) of the Act on the
following conditions:
i. If the issuer elects to defer payment of the registration
fee, it shall pay the registration fees (pay-as-you-go registration fees)
calculated in accordance with Rule 457(r) (§230.457(r)) in advance of or in
connection with an offering of securities from
the registration statement within the time required to file the prospectus
supplement pursuant to Rule 424(b) (§230.424(b)) for the offering, provided,
however, that if the issuer fails, after a good faith effort to pay the filing
fee within the time required by this section, the issuer may still be considered
to have paid the fee in a timely manner if it is paid within four business days
of its original due date; and
ii. The issuer reflects the amount of the pay-as-you-go
registration fee paid or to be paid in accordance with paragraph (b)(1)(i) of
this section by updating the "Calculation of Registration Fee" table to indicate
the class and aggregate offering price of securities offered and the amount of
registration fee paid or to be paid in connection with the offering or offerings
either in a post-effective amendment filed at the time of the fee payment or on
the cover page of a prospectus filed pursuant to Rule 424(b) (§230.424(b)).
2. A registration statement filed relying on the pay-as-you-go
registration fee payment provisions of paragraph (b)(1) of this section will be
considered filed as to the securities or classes of securities identified in the
registration statement for purposes of
this section and section 5 of the Act when it is received by the Commission, if
it complies with all other requirements of the Act and the rules with respect to
it.
3. A registration statement filed relying on the
pay-as-you-go registration fee payment provisions of paragraph (b)(1) of this
section will be considered filed as to the securities or classes of securities
identified in the registration statement for purposes of
this section and section 5 of the Act when it is received by the Commission, if
it complies with all other requirements of the Act and the rules with respect to
it.
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