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Rule 408 17cfr230_408

Additional Information


a. In addition to the information expressly required to be included in a registration statement, there shall be added such further material information, if any, as may be necessary to make the required statements, in the light of the circumstances under which they are made, not misleading.

b. Notwithstanding paragraph (a) of this section, unless otherwise required to be included in the registration statement, the failure to include in a registration statement information included in a free writing prospectus will not, solely by virtue of inclusion of the information in a free writing prospectus (as defined in Rule 405 (§ 230.405)), be considered an omission of material information required to be included in the registration statement


12 FR 4072, June 24, 1947
SEC Release 33-8501:  69 FR 67391, Nov. 17, 2004
SEC Release 33-859170 FR 44721, Aug. 3, 2005 (Eff. Dec. 1, 2005)  

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