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Regulation S-T

17cfr232_100

Rule 100
Persons and Entities Subject to Mandated Electronic Filing


Amendment Alert!

Rule 17cfr232.100

Amend 232.100 by revising paragraph (a) to read as follows:

Text below reflects this change:

(a) Registrants and other entities whose filings are subject to review by the Division of Corporation Finance;

For prior text of rule, see Official Source

The following persons or entities shall be subject to the electronic filing requirements of this Regulation S-T.

a. Registrants and other entities whose filings are subject to review by the Division of Corporation Finance;

b. Registrants whose filings are subject to review by the Division of Investment Management; and

c. Any party (including natural persons) that files a document jointly with, or as a third party filer with respect to, a registrant that is subject to mandated electronic filing requirements.


Regulatory History

62 FR 36450, 36456, July 8, 1997
67 FR 36678, 36699, May 24, 2002
SEC Release 33-8891:  73 FR 10616, Sept. 15, 2008

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