Regulation S-B
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Period |
(a) Total Number of Shares (or Units) Purchased |
(b) Average Price Paid per Share (or Unit) |
(c) Total Number of Shares (or Units) Purchased as Part of Publicly Announced Plans or Programs |
(d) Maximum Number (or Approximate Dollar Value) of Shares (or Units) that May Yet Be Purchased Under the Plans or Programs |
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Month #1 (identify beginning and ending dates) |
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Month #2 (identify beginning and ending dates) |
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Month #3 (identify beginning and ending dates) |
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Total |
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b. The table shall include the following information for each class or series of securities for each month included in the period covered by the report:
1. The total number of shares (or
units) purchased (column (a));
Instruction to paragraph (b)(1) of Item 703
Include in this column all small business issuer repurchases, including
those made pursuant to publicly announced plans or programs and those not
made pursuant to publicly announced plans or programs. Briefly disclose,
by footnote to the table, the number of shares purchased other than through
a publicly announced plan or program and the nature of the transaction (e.g.,
whether the purchases were made in open-market transactions, tender offers,
in satisfaction of the company's obligations upon exercise of outstanding
put options issued by the company, or other transactions).
2. The average price paid per share
(or unit) (column (b));
3. The total number of shares (or
units) purchased as part of publicly announced repurchase plans or programs
(column (c)); and
4. The maximum number (or approximate
dollar value) of shares (or units) that may yet be purchased under the plans
or programs (column (d)).
Instructions to paragraphs (b)(3) and (b)(4) of Item
703
1. In the table, disclose this information in the aggregate for all plans
or programs publicly announced.
2. By footnote to the table, indicate:
a. The date each plan or program was announced;
b. The dollar amount (or share or unit amount) approved;
c. The expiration date (if any) of each plan or program;
d. Each plan or program that has expired during the period covered
by the
table; and
e. Each plan or program the small business issuer has determined
to
terminate prior to expiration, or under which the small business issuer
does not intend to make further purchases.
Instruction to Item 703
Disclose all purchases covered by this Item, including purchases that do
not satisfy the conditions of the safe harbor of
Rule 10b-18 of
this chapter.
Regulatory History |
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68 FR 64952 Nov. 17, 2003. |
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