Rule 17i-1
  Definitions
a. For purposes of §§ 240.17i-1 through 240.17i-8, the terms
investment bank holding company, supervised investment bank
holding company, affiliate, bank, bank
holding company, company, control, savings
association, insured bank, foreign bank,
person associated with an investment bank holding company and
associated person of an investment bank holding company shall have the
same meaning as set forth in
section 17(i)(5)
of the Act (15 U.S.C. 78q(i)(5)).
b. For purposes of §§ 240.17i-2 through 240.17i-8, the term
affiliate group shall include the supervised investment bank
holding company and every affiliate of the supervised investment bank
holding company.
c. For purposes of §§ 240.17i-1 through 240.17i-8, the term
material affiliate shall mean any member of the affiliate group
that is material to the supervised investment bank holding company.
Regulatory History |
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SEC Release
34-49831: 69 FR 34472, June 21, 2004 |
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