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Rule 16a-13 17cfr240_16a_13

Change in Form of Beneficial Ownership


A transaction, other than the exercise or conversion of a derivative security or deposit into or withdrawal from a voting trust, that effects only a change in the form of beneficial ownership without changing a person's pecuniary interest in the subject equity securities shall be exempt from section 16 of the Act.


Regulatory History

SEC Release 34-37260:  61 FR 30376, 30393, June 14, 1996

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