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Rule 12f-5 17CFR240_12f_5

Exchange Rules for Securities to which Unlisted Trading Privileges are Extended
 


A national securities exchange shall not extend unlisted trading privileges to any security unless the national securities exchange has in effect a rule or rules providing for transactions in the class or type of security to which the exchange extends unlisted trading privileges.


Regulatory History

SEC Release 34-35637:  60 FR 20896, Apr. 28, 1995

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