Rule 12f-1
  Applications for Permission to Reinstate Unlisted Trading Privileges
a.
An application to reinstate
unlisted trading privileges may be made to the Commission by any national
securities exchange for the extension of unlisted trading privileges to
any security for which such unlisted trading privileges have been suspended
by the Commission, pursuant to
section
12(f)(2)(A). One copy of such application, executed by a duly authorized
officer of the exchange, shall be filed and shall set forth:
1.
Name of issuer;
2.
Title of security;
3.
The name of each national securities exchange, if any, on which such security
is listed or admitted to unlisted trading privileges;
4. Whether transaction information concerning such security is reported pursuant to an effective transaction reporting plan contemplated by § 242.601 of this chapter;
5. The
date of the Commission's suspension of unlisted trading privileges in
the securities on the exchange;
6.
Any other information which is deemed pertinent to the question of whether
the reinstatement of unlisted trading privileges in such security is consistent
with the maintenance of fair and orderly markets and the protection of
investors; and
7.
That a copy of the instant application has been mailed, or otherwise personally
provided, to the issuer of the securities for which unlisted trading privileges
are sought and to each exchange listed in item (3) of this section.
Regulatory History | SEC Release
34-16421: 44 FR 75134, Dec. 19, 1979
SEC Release 34-16589: 45 FR 12390, Feb. 26, 1980
SEC Release 34-16831: 45 FR 36076, May 29, 1980
SEC Release 34-35637: 60
FR 20896, Apr. 28, 1995
SEC Release
34-51808: 70 FR 37496, Jun. 29, 2005 |
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