Rule 12b-15
  Amendments
All amendments must be filed under cover of the form amended, marked
with the letter "A" to designate the document as an amendment,
e.g., "10-K/A," and in compliance with pertinent requirements
applicable to statements and reports. Amendments filed pursuant to this
section must set forth the complete text of each item as amended. Amendments
must be numbered sequentially and be filed separately for each statement
or report amended. Amendments to a statement may be filed either before
or after registration becomes effective. Amendments must be signed on
behalf of the registrant by a duly authorized representative of the registrant.
An amendment to any report required to include the certifications as specified
in Exchange Act Rules
13a-14(a) or
15d-14(a) must include new certifications
by each principal executive and principal financial officer of the registrant,
and an amendment to any report required to be accompanied by the certifications
as specified in Rules 13a-14(b) or 15d-14(b) must be accompanied by new
certifications by each principal executive and principal financial officer
of the registrant. An amendment to any report required to include the
certifications as specified in § 240.13a-14(d) or § 240.15d-14(d) must include a
new certification by an individual specified in § 240.13a-14(e) or §
240.15d-14(e), as applicable. The requirements of the form being amended will govern
the number of copies to be filed in connection with a paper format amendment.
Electronic filers satisfy the provisions dictating the number of copies
by filing one copy of the amendment in electronic format. See
Rule
309 of Regulation S-T.
Regulatory History |
SEC Release 34-31905: 58 FR 14682, March
18, 1993
SEC Release 34-35113: 59 FR 67764, Dec. 30, 1994
SEC Release 33-8124: 67 FR 57276, 57288,
Sept. 9, 2002
SEC Release 33-8238: 68 FR
36636, 36665, June 18, 2003
SEC Release 33-8518: 70 FR 1506, Jan. 7, 2004 |
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