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Page 871
497 U.S. 871
110 S.Ct. 3177 111 L.Ed.2d 695 Manuel LUJAN, Jr., Secretary of the
Interior, et al., Petitioners
v.
NATIONAL WILDLIFE FEDERATION, et al.
No. 89-640.
Argued April 16, 1990.
Decided June 27, 1990.
Syllabus
The National Wildlife
Federation (hereinafter respondent) filed
this action in the District Court against
petitioners, the Director of the Bureau of
Land Management (BLM) and other federal
parties, alleging that, in various respects,
they had violated the Federal Land Policy
and Management Act of 1976 (FLPMA) and the
National Environmental Policy Act of 1969
(NEPA) in the course of administering the
BLM's "land withdrawal review program," and
that the complained-of actions should be set
aside because they were "arbitrary,
capricious, an abuse of discretion, or
otherwise not in accordance with law" within
the meaning of § 10(e) of the Administrative
Procedure Act (APA), 5 U.S.C. § 706. Under
the program, petitioners make various types
of decisions affecting the status of public
lands and their availability for private
uses such as mining, a number of which
decisions were listed in an appendix to the
complaint. The court granted petitioners'
motion for summary judgment under Federal
Rule of Civil Procedure 56, holding that
respondent lacked standing to seek judicial
review of petitioners' actions under the
APA, § 702. The court ruled that affidavits
by two of respondent's members, Peterson and
Erman, claiming use of public lands "in the
vicinity" of lands covered by two of the
listed decisions, were insufficient to
confer standing as to those particular
decisions, and that, even if they had been
adequate for that limited purpose, they
could not support respondent's attempted APA
challenge to each of the 1,250 or so
individual actions effected under the
program. The court rejected as untimely four
more member affidavits pertaining to
standing, which were submitted after
argument on the summary judgment motion and
in purported response to the District
Court's postargument request for additional
briefing. The Court of Appeals reversed,
holding that the Peterson and Erman
affidavits were sufficient in themselves,
that it was an abuse of discretion not to
consider the four additional affidavits, and
that standing to challenge the individual
decisions conferred standing to challenge
all such decisions.
Held:
1. The Peterson and Erman
affidavits are insufficient to establish
respondent's § 702 entitlement to judicial
review as "[a] person . . .
Page 872
adversely affected or aggrieved by agency
action within the meaning of a relevant
statute." Pp. 882-889.
(a) To establish a right to
relief under § 702, respondent must satisfy
two requirements. First, it must show that
it has been affected by some "agency
action," as defined in § 551(13). See §
701(b)(2). Since neither the FLPMA nor NEPA
provides a private right of action, the
"agency action" in question must also be
"final agency action" under § 704. Second,
respondent must prove that it is "adversely
affected or aggrieved" by that action
"within the meaning of a relevant statute,"
which requires a showing that the injury
complained of falls within the "zone of
interests" sought to be protected by the
FLPMA and NEPA.
Clarke v. Securities Industry Assn.,
479 U.S. 388, 396-397, 107 S.Ct. 750,
755-756, 93 L.Ed.2d 757. Pp. 882-883.
(b) When a defendant moves for
summary judgment on the ground that the
plaintiff has failed to establish a right to
relief under § 702, the burden is on the
plaintiff, under Rule 56(e), to set forth
specific facts (even though they may be
controverted by the defendant) showing that
there is a genuine issue for trial.
Celotex Corp. v. Catrett, 477 U.S.
317, 322, 106 S.Ct. 2548, 2552, 91 L.Ed.2d
265. Where no such showing is made, the
defendant is entitled to judgment as a
matter of law. Id., at 323, 106
S.Ct., at 2552. Pp. 883-885.
(c) The specific facts alleged
in the two affidavits do not raise a genuine
issue of fact as to whether respondent has a
right to relief under § 702. It may be
assumed that the allegedly affected
interests set forth in the
affidavits"recreational use and aesthetic
enjoyment"are sufficiently related to
respondent's purposes that respondent meets
§ 702's requirements if any of its members
do. Moreover, each affidavit can be read to
complain of a particular "agency action"
within § 551's meaning; and whatever
"adverse effect" or "aggrievement" is
established by the affidavits, meets the
"zone of interests" test, since
"recreational use and aesthetic enjoyment"
are among the sorts of interests that
the FLPMA and NEPA are designed to protect.
However, there has been no showing that
those interests of Peterson and Erman
were actually "affected" by petitioners'
actions, since the affidavits alleged only
that the affiants used unspecified lands "in
the vicinity of" immense tracts of
territory, only on some portions of which,
the record shows, mining activity has
occurred or probably will occur by virtue of
the complained-of actions. The Court of
Appeals erred in ruling that the District
Court had to presume specific facts
sufficient to support the general
allegations of injury to the affiants, since
such facts are essential to sustaining the
complaint and, under Rule 56(e), had to be
set forth by respondent. United States v.
Students Challenging Regulatory Agency
Procedures (SCRAP), 412 U.S. 669, 93
S.Ct. 2405, 37 L.Ed.2d 254, distinguished.
Pp. 885-889.
Page 873
2. Respondent's four additional
member affidavits did not establish its
right to § 702 review. Pp. 890-898.
(a) The affidavits are
insufficient to enable respondent to
challenge the entirety of petitioners' "land
withdrawal review program." That term does
not refer to a single BLM order or
regulation, or even to a completed universe
of particular BLM orders and regulations,
but is simply the name by which petitioners
have occasionally referred to certain
continuing (and thus constantly changing)
BLM operations regarding public lands, which
currently extend to about 1,250 individual
decisions and presumably will include more
actions in the future. Thus, the program is
not an identifiable "agency action" within §
702's meaning, much less a "final agency
action" under § 704. Absent an explicit
congressional authorization to correct the
administrative process on a systemic level,
agency action is not ordinarily considered
"ripe" for judicial review under the APA
until the scope of the controversy has been
reduced to manageable proportions, and its
factual components fleshed out, by concrete
action that harms or threatens to harm the
complainant. It may well be, due to the
scope of the "program," that the individual
BLM actions identified in the affidavits
will not be "ripe" for challenge until some
further agency action or inaction more
immediately harming respondent occurs. But
it is entirely certain that the flaws in the
entire "program" cannot be laid before the
courts for wholesale correction under the
APA simply because one of them that is ripe
for review adversely affects one of
respondent's members. Respondent must seek
such programmatic improvements from the BLM
or Congress. Pp. 890-894.
(b) The District Court did not
abuse its discretion in declining to admit
the supplemental affidavits. Since the
affidavits were filed in response to the
court's briefing order following the summary
judgment hearing, they were untimely under,
inter alia, Rule 6(d), which provides
that "opposing affidavits may be served not
later than 1 day before the hearing."
Although Rule 6(b) allows a court, "in its
discretion," to extend any filing deadline
"for cause shown," a post -deadline
extension must be "upon motion made," and is
permissible only where the failure to meet
the deadline "was the result of excusable
neglect." Here, respondent made no motion
for extension nor any showing of "cause."
Moreover, the failure to timely file did not
result from "excusable neglect," since the
court's order setting the hearing on the
summary judgment motion put respondent on
notice that its right to sue was at issue,
and that (absent proper motion) the time for
filing additional evidentiary materials was,
at the latest, the day before the hearing.
Even if the court could have overcome these
obstacles to admit the affidavits, it was
not compelled, in exercising its
discretion, to do so. Pp. 894-898.
Page 874
3. Respondent is not entitled
to seek § 702 review of petitioners' actions
in its own right. The brief affidavit
submitted to the District Court to show that
respondent's ability to fulfill its
informational and advocacy functions was
"adversely affected" by petitioners' alleged
failure to provide adequate information and
opportunities for public participation with
respect to the land withdrawal review
program fails to identify any particular
"agency action" that was the source of
respondent's alleged injuries, since that
program is not an identifiable action or
event. Thus, the affidavit does not set
forth the specific facts necessary to
survive a Rule 56 motion. Pp. 898-899.
278 U.S. App. D.C. 320, 878
F.2d 422 (1989), reversed.
SCALIA, J., delivered the
opinion of the Court, in which REHNQUIST,
C.J., and WHITE, O'CONNOR, and KENNEDY, JJ.,
joined. BLACKMUN, J., filed a dissenting
opinion, in which BRENNAN, MARSHALL, and
STEVENS, JJ., joined, post, p. 900.
Acting Sol. Gen. John G.
Roberts, Jr., for petitioners.
E. Barrett Prettyman for
respondents.
Page 875
Justice SCALIA delivered the
opinion of the Court.
In this case we must decide
whether respondent, the National Wildlife
Federation (hereinafter respondent), is a
proper party to challenge actions of the
Federal Government relating to certain
public lands.
I
Respondent filed this action in
1985 in the United States District Court for
the District of Columbia against petitioners
the United States Department of the
Interior, the Secretary of the Interior, and
the Director of the Bureau of Land
Management (BLM), an agency within the
Department. In its amended complaint,
respondent alleged that petitioners had
violated the Federal Land Policy and
Management Act of 1976 (FLPMA), 90 Stat.
2744, 43 U.S.C. § 1701 et seq. (1982
ed.), the National Environmental Policy Act
of 1969 (NEPA), 83 Stat. 852, 42 U.S.C. §
4321 et seq., and § 10(e) of the
Administrative Procedure Act (APA), 5 U.S.C.
§ 706, in the course of administering what
the complaint called the "land withdrawal
review program" of the BLM. Some background
information concerning that program is
necessary to an understanding of this
dispute.
In various enactments, Congress
empowered United States citizens to acquire
title to, and rights in, vast portions of
federally owned land. See, e.g.,
Rev.Stat. § 2319, 30 U.S.C. § 22 et seq.
(Mining Law of 1872); 41 Stat. 437, as
amended, 30 U.S.C. § 181 et seq.
(Mineral Leasing Act of 1920). Congress also
provided means, however, for the Executive
to remove public lands from the operation of
these statutes. The Pickett Act, 36 Stat.
847, 43 U.S.C. § 141 (1970 ed.), repealed,
90 Stat. 2792 (1976), authorized the
President "at any time in his discretion,
temporarily [to] withdraw from settlement,
location, sale, or entry any of the
Page 876
public lands of the United States . . .
and reserve the same for water-power sites,
irrigation, classification of lands, or
other public purposes. . . ." Acting under
this and under the Taylor Grazing Act of
1934, ch. 865, 48 Stat. 1269, as amended, 43
U.S.C. § 315f, which gave the Secretary of
the Interior authority to "classify" public
lands as suitable for either disposal or
federal retention and management, President
Franklin Roosevelt withdrew all unreserved
public land from disposal until such time as
they were classified. Exec. Order No. 6910,
Nov. 26, 1934; Exec. Order No. 6964, Feb. 5,
1935. In 1936, Congress amended § 7 of the
Taylor Grazing Act to authorize the
Secretary of the Interior "to examine and
classify any lands" withdrawn by these
orders and by other authority as "more
valuable or suitable" for other uses "and to
open such lands to entry, selection, or
location for disposal in accordance with
such classification under applicable
public-land laws." 49 Stat. 1976, 43 U.S.C.
§ 315f (1982 ed.). The amendment also
directed that "[s]uch lands shall not be
subject to disposition, settlement, or
occupation until after the same have been
classified and opened to entry." Ibid.
The 1964 classification and multiple use
Act, 78 Stat. 986, 43 U.S.C. §§ 1411-1418
(1970 ed.) (expired 1970), gave the
Secretary further authority to classify
lands for the purpose of either disposal or
retention by the Federal Government.
Management of the public lands
under these various laws became chaotic. The
Public Land Law Review Commission,
established by Congress in 1964 to study the
matter, 78 Stat. 982, determined in 1970
that "virtually all" of the country's public
domain, see Public Land Law Review
Commission, One Third of the Nation's Land
52 (1970)about one-third of the land within
the United States, see id., at 19had
been withdrawn or classified for retention;
that it was difficult to determine "the
extent of existing Executive withdrawals and
the degree to which withdrawals overlap each
other," id., at 52; and that there
were inadequate records to show the-
Page 877
pur poses of withdrawals and the
permissible public uses. Ibid.
Accordingly, it recommended that "Congress
should provide for a careful review of (1)
all Executive withdrawals and reservations,
and (2) BLM retention and disposal
classifications under the Classification and
Multiple Use Act of 1964." Ibid.
In 1976, Congress passed the
FLPMA, which repealed many of the
miscellaneous laws governing disposal of
public land, 43 U.S.C. § 1701 et seq.
(1982 ed.), and established a policy in
favor of retaining public lands for multiple
use management. It directed the Secretary to
"prepare and maintain on a continuing basis
an inventory of all public lands and their
resource and other values," § 1711(a),
required land use planning for public lands,
and established criteria to be used for that
purpose, § 1712. It provided that existing
classifications of public lands were subject
to review in the land use planning process,
and that the Secretary could "modify or
terminate any such classification consistent
with such land use plans." § 1712(d). It
also authorized the Secretary to "make,
modify, extend or revoke" withdrawals. §
1714(a). Finally it directed the Secretary,
within 15 years, to review withdrawals in
existence in 1976 in 11 Western States, §
1714(l )(1), and to "determine
whether, and for how long, the continuation
of the existing withdrawal of the lands
would be, in his judgment, consistent with
the statutory objectives of the programs for
which the lands were dedicated and of the
other relevant programs," § 1714(l
)(2). The activities undertaken by the BLM
to comply with these various provisions
constitute what respondent's amended
complaint styles the BLM's "land withdrawal
review program," which is the subject of the
current litigation.
Pursuant to the directives of
the FLPMA, petitioners engage in a number of
different types of administrative action
with respect to the various tracts of public
land within the United States. First, the
BLM conducts the review and recommends the
determinations required by § 1714(l )
with
Page 878
respect to withdrawals in 11 Western
States. The law requires the Secretary to
"report his recommendations to the
President, together with statements of
concurrence or nonconcurrence submitted by
the heads of the departments or agencies
which administer the lands"; the President
must in turn submit this report to the
Congress, together with his recommendation
"for action by the Secretary, or for
legislation." § 1714(l )(2). The
Secretary has submitted a number of reports
to the President in accordance with this
provision.
Second, the Secretary revokes
some withdrawals under § 204(a) of the Act,
which the Office of the Solicitor has
interpreted to give the Secretary the power
to process proposals for revocation of
withdrawals made during the "ordinary course
of business." U.S. Dept. of the Interior,
Memorandum from the Office of the Solicitor,
Oct. 30, 1980. These revocations are
initiated in one of three manners: An agency
or department holding a portion of withdrawn
land that it no longer needs may file a
notice of intention to relinquish the lands
with the BLM. Any member of the public may
file a petition requesting revocation. And
in the case of lands held by the BLM, the
BLM itself may initiate the revocation
proposal. App. 56-57. Withdrawal revocations
may be made for several reasons. Some are
effected in order to permit sale of the
land; some for record-clearing purposes,
where the withdrawal designation has been
superseded by congressional action or
overlaps with another withdrawal
designation; some in order to restore the
land to multiple use management pursuant to
§ 102(a)(7) of the FLPMA, 43 U.S.C. §
1701(a)(7) (1982 ed.). App. 142-145.
Third, the Secretary engages in
the ongoing process of classifying public
lands, either for multiple use management,
pt. 2420, for disposal, pt. 2430, or for
other uses. Classification decisions may be
initiated by petition, pt. 2450, or by the
BLM itself, pt. 2460. Regulations-
Page 879
pro mulgated by the Secretary prescribe
the procedures to be followed in the case of
each type of classification determination.
II
In its complaint, respondent
averred generally that the reclassification
of some withdrawn lands and the return of
others to the public domain would open the
lands up to mining activities, thereby
destroying their natural beauty. Respondent
alleged that petitioners, in the course of
administering the Nation's public lands, had
violated the FLPMA by failing to "develop,
maintain, and, when appropriate, revise land
use plans which provide by tracts or areas
for the use of the public lands," 43 U.S.C.
§ 1712(a) (1982 ed.); failing to submit
recommendations as to withdrawals in the 11
Western States to the President, § 1714(l
); failing to consider multiple uses for the
disputed lands, § 1732(a), focusing
inordinately on such uses as mineral
exploitation and development; and failing to
provide public notice of decisions, §§
1701(a)(5), 1712(c)(9), 1712(f), and
1739(e). Respondent also claimed that
petitioners had violated NEPA, which
requires federal agencies to "include in
every recommendation or report on . . .
major Federal actions significantly
affecting the quality of the human
environment, a detailed statement by the
responsible official on . . . the
environmental impact of the proposed
action." 42 U.S.C. § 4332(2)(C) (1982 ed.).
Finally, respondent alleged that all of the
above actions were "arbitrary, capricious,
an abuse of discretion, or otherwise not in
accordance with law," and should therefore
be set aside pursuant to § 10(e) of the APA,
5 U.S.C. § 706. Appended to the amended
complaint was a schedule of specific
land-status determinations, which the
complaint stated had been "taken by
defendants since January 1, 1981"; each was
identified by a listing in the Federal
Register.
In December 1985, the District
Court granted respondent's motion for a
preliminary injunction prohibiting
petitioners from "[m]odifying, terminating
or altering any withdrawal, classification,
or other designation governing the
protection
Page 880
of lands in the public domain that was in
effect on January 1, 1981," and from
"[t]aking any action inconsistent" with any
such withdrawal, classification, or
designation. App. to Pet. for Cert. 185a. In
a subsequent order, the court denied
petitioners' motion under Rule 12(b) of the
Federal Rules of Civil Procedure to dismiss
the complaint for failure to demonstrate
standing to challenge petitioners' actions
under the APA, 5 U.S.C. § 702. App. to Pet.
for Cert. 183a. The Court of Appeals
affirmed both orders.
National Wildlife Federation v. Burford,
266 U.S.App.D.C. 241, 835 F.2d 305 (1987).
As to the motion to dismiss, the Court of
Appeals found sufficient to survive the
motion the general allegation in the amended
complaint that respondent's members used
environmental resources that would be
damaged by petitioners' actions. See id.,
at 248, 835 F.2d, at 312. It held that this
allegation, fairly read along with the
balance of the complaint, both identified
particular land-status actions that
respondent sought to challengesince at
least some of the actions complained of were
listed in the complaint's appendix of
Federal Register referencesand asserted
harm to respondent's members attributable to
those particular actions. Id., at
249, 835 F.2d, at 313. To support the latter
point, the Court of Appeals pointed to the
affidavits of two of respondent's members,
Peggy Kay Peterson and Richard Erman, which
claimed use of land "in the vicinity" of the
land covered by two of the listed actions.
Thus, the Court of Appeals concluded, there
was "concrete indication that [respondent's]
members use specific lands covered by the
agency's Program and will be adversely
affected by the agency's actions," and the
complaint was "sufficiently specific for
purposes of a motion to dismiss." Ibid.
On petitions for rehearing, the Court of
Appeals stood by its denial of the motion to
dismiss and directed the parties and the
District Court "to proceed with this
litigation with dispatch.",
National Wildlife Federation v. Burford,
269 U.S.App.D.C. 271, 272, 844 F.2d 889, 890
(1988).
Page 881
Back before the District Court,
petitioners again claimed, this time by
means of a motion for summary judgment under
Rule 56 of the Federal Rules of Civil
Procedure (which motion had been outstanding
during the proceedings before the Court of
Appeals), that respondent had no standing to
seek judicial review of petitioners' actions
under the APA. After argument on this
motion, and in purported response to the
court's postargument request for additional
briefing, respondent submitted four
additional member affidavits pertaining to
the issue of standing. The District Court
rejected them as untimely, vacated the
injunction and granted the Rule 56 motion to
dismiss. It noted that neither its earlier
decision nor the Court of Appeals'
affirmance controlled the question, since
both pertained to a motion under Rule 12(b).
It found the Peterson and Erman affidavits
insufficient to withstand the Rule 56
motion, even as to judicial review of the
particular classification decisions to which
they pertained. And even if they had been
adequate for that limited purpose, the court
said, they could not support respondent's
attempted APA challenge to "each of the 1250
or so individual classification terminations
and withdrawal revocations" effected under
the land withdrawal review program.
National Wildlife Federation v. Burford,
699 F.Supp. 327, 332 (DC 1988).
This time the Court of Appeals
reversed.
National Wildlife Federation v. Burford,
278 U.S.App.D.C. 320, 878 F.2d 422 (1989).
It both found the Peterson and Erman
affidavits sufficient in themselves and held
that it was an abuse of discretion not to
consider the four additional affidavits as
well.1 The Court of Appeals also
concluded that
Page 882
standing to challenge individual
classification and withdrawal decisions
conferred standing to challenge all such
decisions under the land withdrawal review
program. We granted certiorari. 493 U.S.
1042, 110 S.Ct. 834, 107 L.Ed.2d 830 (1990).
III
A.
We first address respondent's
claim that the Peterson and Erman affidavits
alone suffice to establish respondent's
right to judicial review of petitioners'
actions. Respondent does not contend that
either the FLPMA or NEPA provides a private
right of action for violations of its
provisions. Rather, respondent claims a
right to judicial review under § 10(a) of
the APA, which provides:
"A person suffering legal wrong
because of agency action, or adversely
affected or aggrieved by agency action
within the meaning of a relevant statute, is
entitled to judicial review thereof." 5
U.S.C. § 702.
This provision contains two
separate requirements. First, the person
claiming a right to sue must identify some
"agency action" that affects him in the
specified fashion; it is judicial review
"thereof" to which he is entitled. The
meaning of "agency action" for purposes of §
702 is set forth in 5 U.S.C. § 551(13), see
5 U.S.C. § 701(b)(2) ("For the purpose of
this chapter . . . 'agency action' ha[s] the
meanin[g] given . . . by section 551 of this
title"), which defines the term as "the
whole or a part of an agency rule, order,
license, sanction, relief, or the equivalent
or denial thereof, or failure to act," 5
U.S.C. § 551(13). When, as here, review is
sought not pursuant to specific
authorization in the substantive statute,
but only under the general review provisions
of the APA, the "agency action" in question
must be "final agency action." See 5 U.S.C.
§ 704 ("Agency action made reviewable by
statute and final agency action for
which there is no other adequate remedy in a
court are subject to judicial review"
(emphasis added).
Page 883
Second, the party seeking review under §
702 must show that he has "suffer[ed] legal
wrong" because of the challenged agency
action, or is "adversely affected or
aggrieved" by that action "within the
meaning of a relevant statute." Respondent
does not assert that it has suffered "legal
wrong," so we need only discuss the meaning
of "adversely affected or aggrieved . . .
within the meaning of a relevant statute."
As an original matter, it might be thought
that one cannot be "adversely affected or
aggrieved within the meaning " of a
statute unless the statute in question uses
those terms (or terms like them)as some
pre-APA statutes in fact did when conferring
rights of judicial review. See, e.g.,
Federal Communications Act of 1934, §
402(b)(2), 48 Stat. 1093, as amended, 47
U.S.C. § 402(b)(6) (1982 ed.). We have long
since rejected that interpretation, however,
which would have made the judicial review
provision of the APA no more than a
restatement of pre-existing law. Rather, we
have said that to be "adversely affected or
aggrieved . . . within the meaning" of a
statute, the plaintiff must establish that
the injury he complains of (his
aggrievement, or the adverse effect upon
him ) falls within the "zone of
interests" sought to be protected by the
statutory provision whose violation forms
the legal basis for his complaint.
Clarke v. Securities Industry Assn.,
479 U.S. 388, 396-397, 107 S.Ct. 750,
755-756, 93 L.Ed.2d 757 (1987). Thus,
for example, the failure of an agency to
comply with a statutory provision requiring
"on the record" hearings would assuredly
have an adverse effect upon the company that
has the contract to record and transcribe
the agency's proceedings; but since the
provision was obviously enacted to protect
the interests of the parties to the
proceedings and not those of the reporters,
that company would not be "adversely
affected within the meaning" of the statute.
B
Because this case comes to us
on petitioners' motion for summary judgment,
we must assess the record under the
Page 884
standard set forth in Rule 56 of the
Federal Rules of Civil Procedure. Rule 56(c)
states that a party is entitled to summary
judgment in his favor "if the pleadings,
depositions, answers to interrogatories, and
admissions on file, together with the
affidavits, if any, show that there is no
genuine issue as to any material fact and
that the moving party is entitled to a
judgment as a matter of law." Rule 56(e)
further provides:
"When a motion for summary
judgment is made and supported as provided
in this rule, an adverse party may not rest
upon the mere allegations or denials of the
adverse party's pleading, but the adverse
party's response, by affidavits or as
otherwise provided in this rule, must set
forth specific facts showing that there is a
genuine issue for trial. If the adverse
party does not so respond, summary judgment,
if appropriate, shall be entered against the
adverse party."
As we stated
Celotex Corp. v. Catrett, 477 U.S.
317, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986),
"the plain language of Rule 56(c) mandates
the entry of summary judgment, after
adequate time for discovery and upon motion,
against a party who fails to make a showing
sufficient to establish the existence of an
element essential to that party's case, and
on which that party will bear the burden of
proof at trial." Id., at 322, 106
S.Ct., at 2552. Where no such showing is
made, "[t]he moving party is 'entitled to a
judgment as a matter of law' because the
nonmoving party has failed to make a
sufficient showing on an essential element
of her case with respect to which she has
the burden of proof." Id., at 323,
106 S.Ct., at 2552.
These standards are fully
applicable when a defendant moves for
summary judgment, in a suit brought under §
702, on the ground that the plaintiff has
failed to show that he is "adversely
affected or aggrieved by agency action
within the meaning of a relevant statute."
The burden is on the party seeking review
under § 702 to set forth specific facts
(even though they may be controverted by the
Government) showing that he has satisfied
its terms. Sierra Club v. Morton,
Page 885
405 U.S. 727, 740, 92 S.Ct. 1361, 1369,
31 L.Ed.2d 636 (1972). Celotex made
clear that Rule 56 does not require the
moving party to negate the elements
of the nonmoving party's case; to the
contrary, "regardless of whether the moving
party accompanies its summary judgment
motion with affidavits, the motion may, and
should, be granted so long as whatever is
before the district court demonstrates that
the standard for the entry of summary
judgment, as set forth in Rule 56(c), is
satisfied."
477 U.S., at 323, 106 S.Ct., at
2553.
C
We turn, then, to whether the
specific facts alleged in the two affidavits
considered by the District Court raised a
genuine issue of fact as to whether an
"agency action" taken by petitioners caused
respondent to be "adversely affected or
aggrieved . . . within the meaning of a
relevant statute." We assume, since it has
been uncontested, that the allegedly
affected interests set forth in the
affidavits"recreational use and aesthetic
enjoyment"are sufficiently related to the
purposes of respondent association that
respondent meets the requirements of § 702
if any of its members do. Hunt v.
Washington State Apple Advertising Comm'n,
432 U.S. 333, 97 S.Ct. 2434, 53 L.Ed.2d 383
(1977).
As for the "agency action"
requirement, we think that each of the
affidavits can be read, as the Court of
Appeals believed, to complain of a
particular "agency action" as that term is
defined in § 551. The parties agree that the
Peterson affidavit, judging from the
geographic area it describes, must refer to
that one of the BLM orders listed in the
appendix to the complaint that appears at 49
Fed.Reg. 19904-19905 (1984), an order
captioned W-6228 and dated April 30, 1984,
terminating the withdrawal classification of
some 4,500 acres of land in that area. See,
e.g., Brief for Petitioners 8-10. The
parties also appear to agree, on the basis
of similar deduction, that the Erman
affidavit refers to the BLM order listed in
the appendix that appears at 47 Fed.Reg.
7232-7233
Page 886
(1982), an order captioned Public Land
Order 6156 and dated February 18, 1982.
We also think that whatever
"adverse effect" or "aggrievement" is
established by the affidavits was "within
the meaning of the relevant statute"i.e.,
met the "zone of interests" test. The
relevant statute, of course, is the statute
whose violation is the gravamen of the
complaintboth the FLPMA and NEPA. We have
no doubt that "recreational use and
aesthetic enjoyment" are among the sorts
of interests those statutes were
specifically designed to protect. The only
issue, then, is whether the facts alleged in
the affidavits showed that those interests
of Peterson and Erman were actually
affected.
The Peterson affidavit averred:
"My recreational use and
aesthetic enjoyment of federal lands,
particularly those in the vicinity of South
Pass-Green Mountain, Wyoming have been and
continue to be adversely affected in fact by
the unlawful actions of the Bureau and the
Department. In particular, the South
Pass-Green Mountain area of Wyoming has been
opened to the staking of mining claims and
oil and gas leasing, an action which
threatens the aesthetic beauty and wildlife
habitat potential of these lands." App. to
Pet. for Cert. 191a.
Erman's affidavit was
substantially the same as Peterson's, with
respect to all except the area involved; he
claimed use of land "in the vicinity of
Grand Canyon National Park, the Arizona
Strip (Kanab Plateau), and the Kaibab
National Forest." Id., at 187a.
The District Court found the
Peterson affidavit inadequate for the
following reasons:
"Peterson . . . claims that she
uses federal lands in the vicinity of
the South Pass-Green Mountain area of
Wyoming for recreational purposes and for
aesthetic enjoyment and that her
recreational and aesthetic enjoyment
Page 887
has been and continues to be
adversely affected as the result of the
decision of BLM to open it to the staking of
mining claims and oil and gas leasing. . . .
This decision [W-6228] opened up to mining
approximately 4500 acres within a two
million acre area, the balance of which,
with the exception of 2000 acres, has always
been open to mineral leasing and mining. . .
. There is no showing that Peterson's
recreational use and enjoyment extends to
the particular 4500 acres covered by the
decision to terminate classification to the
remainder of the two million acres affected
by the termination. All she claims is that
she uses lands 'in the vicinity.' The
affidavit on its face contains only a bare
allegation of injury, and fails to show
specific facts supporting the affiant's
allegation." 699 F.Supp., at 331 (emphasis
in original).
The District Court found the
Erman affidavit "similarly flawed."
"The magnitude of Erman's
claimed injury stretches the imagination. .
. . [T]he Arizona Strip consists of all
lands in Arizona north and west of the
Colorado River on approximately 5.5 million
acres, an area one-eighth the size of the
State of Arizona. Furthermore, virtually the
entire Strip is and for many years has been
open to uranium and other metalliferous
mining. The revocation of withdrawal [in
Public Land Order 6156] concerned only
non-metalliferous mining in the western
one-third of the Arizona Strip, an area
possessing no potential for
non-metalliferous mining." Id., at
332.
The Court of Appeals disagreed
with the District Court's assessment as to
the Peterson affidavit (and thus found it
unnecessary to consider the Erman affidavit)
for the following reason:
"If Peterson was not referring
to lands in this 4500-acre affected area,
her allegation of impairment to her use and
enjoyment would be meaningless, or
perjurious. . . .
Page 888
[T]he trial court overlooks the
fact that unless Peterson's language is read
to refer to the lands affected by the
Program, the affidavit is, at best, a
meaningless document.
"At a minimum, Peterson's
affidavit is ambiguous regarding whether the
adversely affected lands are the ones she
uses. When presented with ambiguity on a
motion for summary judgment, a District
Court must resolve any factual issues of
controversy in favor of the non-moving
party. . . . This means that the District
Court was obliged to resolve any factual
ambiguity in favor of NWF, and would have
had to assume, for the purposes of summary
judgment, that Peterson used the 4500
affected acres." 278 U.S.App.D.C., at 329,
878 F.2d, at 431.
That is not the law. In ruling
upon a Rule 56 motion, "a District Court
must resolve any factual issues of
controversy in favor of the non-moving
party" only in the sense that, where the
facts specifically averred by that party
contradict facts specifically averred by the
movant, the motion must be denied. That is a
world apart from "assuming" that general
averments embrace the "specific facts"
needed to sustain the complaint. As set
forth above, Rule 56(e) provides that
judgment "shall be entered" against the
nonmoving party unless affidavits or other
evidence "set forth specific facts showing
that there is a genuine issue for trial."
The object of this provision is not to
replace conclusory allegations of the
complaint or answer with conclusory
allegations of an affidavit.
Anderson v. Liberty Lobby, Inc., 477
U.S. 242, 249, 106 S.Ct. 2505, 2510, 91
L.Ed.2d 202 (1986) ("[T]he plaintiff
could not rest on his allegations of a
conspiracy to get to a jury without 'any
significant probative evidence tending to
support the complaint' "), quoting
First National Bank of Ariz. v. Cities
Service Co., 391 U.S. 253, 290, 88 S.Ct.
1575, 1593, 20 L.Ed.2d 569 (1968).
Rather, the purpose of Rule 56 is to enable
a party who believes there is no genuine
dispute as to a specific fact essential to
the other side's case to demand at least one
Page 889
sworn averment of that fact before the
lengthy process of litigation continues.
At the margins there is some
room for debate as to how "specific" must be
the "specific facts" that Rule 56(e)
requires in a particular case. But where the
fact in question is the one put in issue by
the § 702 challenge herewhether one of
respondent's members has been, or is
threatened to be, "adversely affected or
aggrieved" by Government actionRule 56(e)
is assuredly not satisfied by averments
which state only that one of respondent's
members uses unspecified portions of an
immense tract of territory, on some portions
of which mining activity has occurred or
probably will occur by virtue of the
governmental action. It will not do to
"presume" the missing facts because without
them the affidavits would not establish the
injury that they generally allege. That
converts the operation of Rule 56 to a
circular promenade: plaintiff's complaint
makes general allegation of injury;
defendant contests through Rule 56 existence
of specific facts to support injury;
plaintiff responds with affidavit containing
general allegation of injury, which must be
deemed to constitute averment of requisite
specific facts since otherwise allegation of
injury would be unsupported (which is
precisely what defendant claims it is).
Respondent places great
reliance, as did the Court of Appeals, upon
our decision in United States v. Students
Challenging Regulatory Agency Procedures
(SCRAP), 412 U.S. 669, 93 S.Ct. 2405, 37
L.Ed.2d 254 (1973). The SCRAP
opinion, whose expansive expression of what
would suffice for § 702 review under its
particular facts has never since been
emulated by this Court, is of no relevance
here, since it involved not a Rule 56 motion
for summary judgment but a Rule 12(b) motion
to dismiss on the pleadings. The latter,
unlike the former, presumes that general
allegations embrace those specific facts
that are necessary to support the claim.
Conley v. Gibson, 355 U.S. 41, 45-46,
78 S.Ct. 99, 101-102, 2 L.Ed.2d 80 (1957).
Page 890
IV
We turn next to the Court of
Appeals' alternative holding that the four
additional member affidavits proffered by
respondent in response to the District
Court's briefing order established its right
to § 702 review of agency action.
A.
It is impossible that the
affidavits would suffice, as the Court of
Appeals held, to enable respondent to
challenge the entirety of petitioners'
so-called "land withdrawal review program."
That is not an "agency action" within the
meaning of § 702, much less a "final agency
action" within the meaning of § 704. The
term "land withdrawal review program" (which
as far as we know is not derived from any
authoritative text) does not refer to a
single BLM order or regulation, or even to a
completed universe of particular BLM orders
and regulations. It is simply the name by
which petitioners have occasionally referred
to the continuing (and thus constantly
changing) operations of the BLM in reviewing
withdrawal revocation applications and the
classifications of public lands and
developing land use plans as required by the
FLPMA. It is no more an identifiable "agency
action"much less a "final agency
action"than a "weapons procurement program"
of the Department of Defense or a "drug
interdiction program" of the Drug
Enforcement Administration. As the District
Court explained, the "land withdrawal review
program" extends to, currently at least,
"1250 or so individual classification
terminations and withdrawal revocations."
699 F.Supp., at 332.2
Page 891
Respondent alleges that violation of the
law is rampant within this programfailure
to revise land use plans in proper fashion,
failure to submit certain recommendations to
Congress, failure to consider multiple use,
inordinate focus upon mineral exploitation,
failure to provide required public notice,
failure to provide adequate environmental
impact statements. Perhaps so. But
respondent cannot seek wholesale
improvement of this program by court decree,
rather than in the offices of the Department
or the halls of Congress, where programmatic
improvements are normally made. Under the
terms of the APA, respondent must direct its
attack against some particular "agency
action" that causes it harm. Some statutes
permit broad regulations to serve as the
"agency action," and thus to be the object
of judicial review directly, even before the
concrete effects normally required for APA
review are felt. Absent such a provision,
however, a regulation is not ordinarily
considered the type of agency action "ripe"
for judicial review under the APA until the
scope of the controversy has been reduced to
more manageable proportions, and its factual
components fleshed out, by some concrete
action applying the regulation to the
claimant's situation in a fashion that harms
or threatens to harm him. (The major
exception, of course, is a substantive rule
which as a practical matter requires the
plaintiff to adjust his conduct immediately.
Such agency action is "ripe" for review at
once, whether or not explicit statutory
review apart from the APA is provided.
Abbott Laboratories v. Gardner, 387
U.S. 136, 152-154, 87 S.Ct. 1507, 1517-1518,
18 L.Ed.2d 681 (1967);
Gardner v. Toilet Goods Assn., Inc.,
387 U.S. 167, 171-173, 87 S.Ct. 1526,
1528-1530, 18 L.Ed.2d 704 (1967). Cf.
Toi-
Page 892
let
Goods Assn., Inc. v. Gardner, 387
U.S. 158, 164-166, 87 S.Ct. 1520, 1524-1526,
18 L.Ed.2d 697 (1967).)
In the present case, the
individual actions of the BLM identified in
the six affidavits can be regarded as rules
of general applicability (a "rule" is
defined in the APA as agency action of
"general or particular applicability and
future effect," 5 U.S.C. § 551(4)
(emphasis added)) announcing, with respect
to vast expanses of territory that they
cover, the agency's intent to grant
requisite permission for certain activities,
to decline to interfere with other
activities, and to take other particular
action if requested. It may well be, then,
that even those individual actions will not
be ripe for challenge until some further
agency action or inaction more immediately
harming the plaintiff occurs.3
But it is at least entirely
Page 893
certain that the flaws in the entire
"program"consisting principally of the many
individual actions referenced in the
complaint, and presumably actions yet to be
taken as wellcannot be laid before the
courts for wholesale correction under the
APA, simply because one of them that is ripe
for review adversely affects one of
respondent's members.4
Page 894
The case-by-case approach that
this requires is understandably frustrating
to an organization such as respondent, which
has as its objective across-the-board
protection of our Nation's wildlife and the
streams and forests that support it. But
this is the traditional, and remains the
normal, mode of operation of the courts.
Except where Congress explicitly provides
for our correction of the administrative
process at a higher level of generality, we
intervene in the administration of the laws
only when, and to the extent that, a
specific "final agency action" has an actual
or immediately threatened effect. Toilet
Goods Assn., 387 U.S., at 164-166, 87
S.Ct., at 1524-1526. Such an intervention
may ultimately have the effect of requiring
a regulation, a series of regulations, or
even a whole "program" to be revised by the
agency in order to avoid the unlawful result
that the court discerns. But it is assuredly
not as swift or as immediately far-reaching
a corrective process as those interested in
systemic improvement would desire. Until
confided to us, however, more sweeping
actions are for the other branches.
B
The Court of Appeals' reliance
upon the supplemental affidavits was wrong
for a second reason: The District Court did
not abuse its discretion in declining to
admit them. Petitioners filed their motion
for summary judgment in September 1986;
respondent filed an opposition but did not
submit any new evidentiary materials at that
time. On June 27, 1988, after the case had
made its way for the first time through the
Court of Appeals, the District Court
announced that it would hold a hearing on
July 22 on "the outstanding motions for
summary judgment," which included
petitioners' motion challenging respondent's
§ 702 standing. The hearing was held and, as
noted earlier, the District Court issued an
order directing respondent to file "a
supplemental memorandum re-
Page 895
garding the issue of its standing to
proceed." Record, Doc. No. 274. Although
that plainly did not call for the submission
of new evidentiary materials, it was in
purported response to this order, on August
22, 1988, that respondent submitted (along
with the requested legal memorandum) the
additional affidavits. The only explanation
for the submission (if it can be called an
explanation) was contained in a footnote to
the memorandum, which simply stated that
"NWF now has submitted declarations on
behalf of other members of NWF who have been
injured by the challenged actions of federal
defendants." Record, Doc. No. 278, p. 18, n.
21. In its November 4, 1988, ruling granting
petitioners' motion, the District Court
rejected the additional affidavits as
"untimely and in violation of [the court's
briefing] Order." 699 F.Supp., at 328, n. 3.
Respondent's evidentiary
submission was indeed untimely, both under
Rule 56, which requires affidavits in
opposition to a summary judgment motion to
be served "prior to the day of the hearing,"
Fed.Rule Civ.Proc. 56(c), and under Rule
6(d), which states more generally that
"[w]hen a motion is supported by affidavit,
. . . opposing affidavits may be served not
later than 1 day before the hearing, unless
the court permits them to be served at some
other time." Rule 6(b) sets out the proper
approach in the case of late filings:
"When by these rules or by a
notice given thereunder or by order of court
an act is required or allowed to be done at
or within a specified time, the court for
cause shown may at any time in its
discretion (1) with or without motion or
notice order the period enlarged if request
therefor is made before the expiration of
the period originally prescribed or as
extended by a previous order, or (2) upon
motion made after the expiration of the
specified period permit the act to be done
where the failure to act was the result of
excusable neglect. . . ."
This provision not only
specifically confers the "discretion"
relevant to the present issue, but also
provides the mecha-
Page 896
nism by which that discretion is to be
invoked and exercised. First, any extension
of a time limitation must be "for cause
shown." Second, although extensions before
expiration of the time period may be "with
or without motion or notice," any postdeadline
extension must be "upon motion made," and is
permissible only where the failure to meet
the deadline "was the result of excusable
neglect." Thus, in order to receive the
affidavits here, the District Court would
have had to regard the very filing of the
late document as the "motion made" to file
it;
5 it would have had to
interpret "cause
Page 897
shown" to mean merely "cause," since
respondent made no "showing" of cause at
all; and finally, it would have had to find
as a substantive matter that there was
indeed "cause" for the late filing, and that
the failure to file on time "was the result
of excusable neglect."
This last substantive obstacle
is the greatest of all. The Court of Appeals
presumably thought it was overcome because
"the papers on which the trial court relied
were two years old by the time it requested
supplemental memoranda" and because "there
was no indication prior to the trial court's
request that [respondent] should have
doubted the adequacy of the affidavits it
had already submitted." 278 U.S.App.D.C., at
331, 878 F.2d, at 433. We do not understand
the relevance of the first point; the
passage of so long a time as two years
suggests, if anything, that respondent had
more than the usual amount of time to
prepare its response to the motion, and was
more than moderately remiss in waiting until
after the last moment. As to the suggestion
of unfair surprise: A litigant is never
justified in assuming that the court has
made up its mind until the court expresses
itself to that effect, and a litigant's
failure to buttress its position because of
confidence in the strength of that position
is always indulged in at the litigant's own
risk. In any case, whatever erroneous
expectations respondent may have had were
surely dispelled by the District Court's
order in June 1988 announcing that the
hearing on petitioners' motion would be held
one month later. At least when that order
issued, respondent was on notice that its
right to sue was at issue, and that (absent
proper motion) the time for filing any
additional evidentiary materials was, at the
latest, the day before the hearing.
Page 898
Perhaps it is true that the
District Court could have overcome all the
obstacles we have describedapparent lack of
a motion, of a showing, and of excusable
neglectto admit the affidavits at issue
here. But the proposition that it was
compelled to receive themthat it was an
abuse of discretion to reject
themcannot be accepted.
V
Respondent's final argument is
that we should remand this case for the
Court of Appeals to decide whether
respondent may seek § 702 review of
petitioners' actions in its own right,
rather than derivatively through its
members. Specifically, it points to
allegations in the amended complaint that
petitioners unlawfully failed to publish
regulations, to invite public participation,
and to prepare an environmental impact
statement with respect to the "land
withdrawal review program" as a whole. In
order to show that it is a "person . . .
adversely affected or aggrieved" by these
failures, it submitted to the District Court
a brief affidavit (two pages in the record)
by one of its vice presidents, Lynn A.
Greenwalt, who stated that respondent's
mission is to "inform its members and the
general public about conservation issues"
and to advocate improvements in laws and
administrative practices "pertaining to the
protection and enhancement of federal
lands," App. to Pet. for Cert. 193a-194a;
and that its ability to perform this mission
has been impaired by petitioners' failure
"to provide adequate information and
opportunities for public participation with
respect to the Land Withdrawal Review
Program." Id., at 194a. The District
Court found this affidavit insufficient to
establish respondent's right to seek
judicial review, since it was "conclusory
and completely devoid of specific facts."
699 F.Supp., at 330. The Court of Appeals,
having reversed the District Court on the
grounds discussed above, did not address the
issue.
We agree with the District
Court's disposition. Even assuming that the
affidavit set forth "specific facts," Fed.R.
Page 899
Civ.Proc. 56(e), adequate to show injury
to respondent through the deprivation of
information; and even assuming that
providing information to organizations such
as respondent was one of the objectives of
the statutes allegedly violated, so that
respondent is "aggrieved within the meaning"
of those statutes; nonetheless, the
Greenwalt affidavit fails to identify any
particular "agency action" that was the
source of these injuries. The only sentences
addressed to that point are as follows:
"NWF's ability to
meet these obligations to its members has
been significantly impaired by the failure
of the Bureau of Land Management and the
Department of the Interior to provide
adequate information and opportunities for
public participation with respect to the
Land Withdrawal Review Program. These
interests of NWF have been injured by the
actions of the Bureau and the Department and
would be irreparably harmed by the continued
failure to provide meaningful opportunities
for public input and access to information
regarding the Land Withdrawal Review
Program." App. to Pet. for Cert. 194a.
As is evident, this is even
more deficient than the Peterson and Erman
affidavits, which contained geographical
descriptions whereby at least an action as
general as a particular classification
decision could be identified as the source
of the grievance. As we discussed earlier,
the "land withdrawal review program" is not
an identifiable action or event. With regard
to alleged deficiencies in providing
information and permitting public
participation, as with regard to the other
illegalities alleged in the complaint,
respondent cannot demand a general judicial
review of the BLM's day-to-day operations.
The Greenwalt affidavit, like the others,
does not set forth the specific facts
necessary to survive a Rule 56 motion.
Page 900
* * *
For the foregoing reasons, the
judgment of the Court of Appeals is
reversed.
It is so ordered.
Justice BLACKMUN, with whom
Justice BRENNAN, Justice MARSHALL, and
Justice STEVENS join, dissenting.
In my view, the affidavits of
Peggy Kay Peterson and Richard Loren Erman,
in conjunction with other record evidence
before the District Court on the motions for
summary judgment, were sufficient to
establish the standing of the National
Wildlife Federation (Federation or NWF) to
bring this suit. I also conclude that the
District Court abused its discretion by
refusing to consider supplemental affidavits
filed after the hearing on the parties'
cross-motions for summary judgment. I
therefore would affirm the judgment of the
Court of Appeals.
I
The Federation's asserted
injury in this case rested upon its claim
that the Government actions challenged here
would lead to increased mining on public
lands; that the mining would result in
damage to the environment; and that the
recreational opportunities of NWF's members
would consequently be diminished. Abundant
record evidence supported the Federation's
assertion that on lands newly opened for
mining, mining in fact would occur.1a
Similarly, the record furnishes ample
support for NWF's contention that mining
activities can be expected to cause severe
environ-
Page 901
mental damage to the affected lands.2a
The District Court held, however, that the
Federation had not adequately identified
particular members who were harmed by the
consequences of the Government's actions.
Although two of NWF's members expressly
averred that their recreational activities
had been impaired, the District Court
concluded that these affiants had not
identified with sufficient precision the
particular sites on which their injuries
occurred. The majority, like the District
Court, holds that the averments of Peterson
and Erman were insufficiently specific to
withstand a motion for summary judgment.
Although these affidavits were not models of
precision, I believe that they were adequate
at least to create a genuine issue of fact
as to the organization's injury.
Page 902
As the Court points out, the
showing (whether as to standing or the
merits) required to overcome a motion for
summary judgment is more extensive than that
required in the context of a motion to
dismiss. The principal difference is that in
the former context evidence is
required, while in the latter setting the
litigant may rest upon the allegations of
his complaint.
Celotex Corp. v. Catrett, 477 U.S.
317, 324, 106 S.Ct. 2548, 2553, 91 L.Ed.2d
265 (1986) (Federal Rule of Civil
Procedure 56(e) "requires the nonmoving
party to go beyond the pleadings"). In
addition, Rule 56(e) requires that the party
opposing summary judgment "must set forth
specific facts showing that there is a
genuine issue for trial" (emphasis added).
Thus, Courts of Appeals have reiterated that
"conclusory" allegations unsupported by
"specific" evidence will be insufficient to
establish a genuine issue of fact.3a
The requirement that evidence
be submitted is satisfied here: The
Federation has offered the sworn statements
of two of its members. There remains the
question whether the allegations in these
affidavits were sufficiently precise to
satisfy the requirements of Rule 56(e). The
line of demarcation between "specific" and
"conclusory" allegations is hardly a bright
one. But, to my mind, the allegations
contained in the Peterson and Erman
affidavits, in the context of the record as
a whole, were adequate to defeat a motion
for summary judgment. These affidavits, as
the majority acknowledges, were at least
sufficiently precise to enable Bureau of
Land Management (BLM) officials to identify
the particular termination orders to which
the affiants referred. See ante, at
885-886. And the affiants averred that their
"recreational use and aesthetic enjoyment of
federal lands . . . have been and continue
to be adversely affected in fact by the
unlawful
Page 903
actions of the Bureau and the
Department." App. to Pet. for Cert. 188a
(Erman affidavit), 191a (Peterson
affidavit). The question, it should be
emphasized, is not whether the NWF has
proved that it has standing to bring
this action, but simply whether the
materials before the District Court
established "that there is a genuine issue
for trial," see Rule 56(e), concerning the
Federation's standing. In light of the
principle that "[o]n summary judgment the
inferences to be drawn from the underlying
facts contained in [evidentiary] materials
must be viewed in the light most favorable
to the party opposing the motion,"
United States v. Diebold, Inc., 369
U.S. 654, 655, 82 S.Ct. 993, 994, 8 L.Ed.2d
176 (1962), I believe that the evidence
before the District Court raised a genuine
factual issue as to NWF's standing to sue.
No contrary conclusion is
compelled by the fact that Peterson alleged
that she uses federal lands "in the vicinity
of South Pass-Green Mountain, Wyoming," App.
to Pet. for Cert. 191a, rather than averring
that she uses the precise tract that was
recently opened to mining. The agency itself
has repeatedly referred to the "South
Pass-Green Mountain area" in describing the
region newly opened to mining.4a
Peterson's assertion that her use and
enjoyment of federal lands have been
adversely affected by the agency's decision
to permit more extensive mining is, as the
Court of Appeals stated,
National Wildlife Federation v. Burford,
278 U.S.App.D.C. 320, 329, 878 F.2d 422, 431
(1989), "meaningless, or perjurious" if
the lands she uses do not include those
harmed by mining undertaken pursuant to
termination order W-6228.5a To
read particular assertions within the
affidavit in light of the document as a
whole is, as the majority might put it, "a
world apart" from "presuming" facts that are
neither stated nor implied simply because
without them the
Page 904
plaintiff would lack standing. The
Peterson and Erman affidavits doubtless
could have been more artfully drafted, but
they definitely were sufficient to withstand
the federal parties' summary judgment
motion.
II
I also conclude that the
District Court abused its discretion in
refusing to consider the supplemental
affidavits filed by NWF after the hearing on
the summary judgment motion.6a The
court's decision abruptly derailed the
Federation's lawsuit after three years of
proceedings involving massive time and
expense. The District Court and Court of
Appeals both had concluded that NWF's claims
were sufficiently substantial to warrant the
entry of a nationwide injunction. Whatever
the ultimate merits of the Federation's
claims, litigation of this magnitude should
not be aborted on technical grounds if that
result legitimately can be avoided. The
majority's approach reflects an insufficient
appreciation both of the realities of
complex litigation and of the admonition
that the Federal Rules of Civil Procedure
"shall be construed to secure
Page 905
the just, speedy, and inexpensive
determination of every action." Rule 1.
That a requirement is
"technical" does not, of course, mean that
it need not be obeyed. And an appeal to the
"spirit" of the Federal Rules is an
insufficient basis for ignoring the import
of their text. If the Rules imposed an
absolute deadline for the submission of
evidentiary materials, the District Court
could not be faulted for strictly enforcing
that deadline, even though the result in a
particular case might be unfortunate. But,
as the Court acknowledges, the Rules
expressly permit the District Court to
exercise discretion in deciding whether
affidavits in opposition to a summary
judgment motion may be submitted after the
hearing.7a Once the District
Court's power to accept untimely
affidavits is recognized, the question
whether that power should be exercised in a
particular instance must be answered by
reference to the explanation for the
litigant's omission and the purposes the
Rules are designed to serve. In my view, NWF
showed adequate cause for its failure to
file the supplemental affidavits prior to
the hearing. Moreover, the organization's
untimely filing in no way disserved the
purposes of Rule 56(c), and the federal
parties suffered no prejudice as a
consequence of the
Page 906
delay. Under these circumstances, I
believe that the District Court's refusal to
consider these submissions constituted an
abuse of discretion.
The Federal Rules require that
affidavits in opposition to a motion
ordinarily must be served at least one day
prior to the hearing; the Rules provide,
however, that the affidavits may be filed at
a later time "where the failure to act was
the result of excusable neglect." Rule 6(b);
see n. 7, supra. Prior to the July
22, 1988, hearing on the parties'
cross-motions for summary judgment, NWF had
been assured repeatedly that its prior
submissions were sufficient to establish its
standing to sue. In its memorandum opinion
granting the Federation's motion for a
preliminary injunction, the District Court
stated: "We continue to find irreparable
injury to plaintiff and reaffirm plaintiff's
standing to bring this action."
National Wildlife Federation v. Burford,
676 F.Supp. 280, 281 (D.C.1986).
Later that year the federal
parties sought additional discovery on the
question of standing. NWF sought to quash
discovery, arguing that "[t]he Court should
bar any additional discovery on this issue
because (1) it has already found that
plaintiff has standing; (2) plaintiff has
already produced affidavits which
demonstrate standing and therefore any
additional discovery would be unreasonably
cumulative, duplicative, burdensome and
expensive within the meaning of Rule
26(c)(1); and (3) contrary to the government
defendants' apparent theory, plaintiff need
not demonstrate injury as to each and every
action that is part of the program."
Memorandum of Points and Authorities in
Support of Plaintiff's Motion To Quash and
for a Protective Order 5-6 (July 1, 1986).
In the alternative, NWF argued that if
additional discovery on standing was to be
ordered, it should be confined to the
requirement that a limited number of
additional affidavits be submitted. Id.,
at 22. The District Court, on July 14, 1986,
granted in full the Federation's motion to
quash and ordered "that no further discovery
of plaintiff or
Page 907
its members, officers, employees, agents,
servants, or attorneys shall be permitted
until subsequent order of this court, if
any." App. to Pet. for Cert. 170a-171a. When
the District Court's grant of a preliminary
injunction was subjected to appellate
review, the Court of Appeals concluded that
the Peterson and Erman affidavits "provide a
concrete indication that the Federation's
members use specific lands covered by the
agency's Program and will be adversely
affected by the agency's actions."
National Wildlife Federation v. Burford,
266 U.S.App.D.C. 241, 249, 835 F.2d 305, 313
(1987).8a The majority's
statement that "a litigant is never
justified in assuming that the court has
made up its mind until the court expresses
itself to that effect," ante, at 897,
is therefore simply irrelevant to the
present case: The District Court and the
Court of Appeals repeatedly had indicated
that the Federation had offered sufficient
evidence of its standing.
Nor did the District Court's
order of June 27, 1988, scheduling a motion
hearing for the following July 22, place NWF
on notice that its claim of standing might
be reconsidered. That order made clear that
the hearing would consider the summary
judgment motions of both the federal parties
and
Page 908
the Federation. The principal submission
of the federal parties relevant to the
hearing was the Defendants' Memorandum in
Opposition to Plaintiff's Motion for Summary
Judgment and in Support of Defendants'
Motion for Summary Judgment and/or for
Dissolution of the Preliminary Injunction
Issued on February 10, 1986; that memorandum
was filed on September 12, 1986. This
86-page memorandum included only 91/2 pages
devoted to standing, and half of that
discussion set forth the federal parties'
claim that no broad programmatic challenge
could succeed even if the Peterson and Erman
affidavits adequately alleged injury from
Government decisions as to particular tracts
of land. Moreover, even the attack on the
Peterson and Erman affidavits did not
purport to show that summary judgment for
the federal parties should be entered on the
ground that the Federation lacked standing.
Rather, the federal parties argued
principally that summary judgment for NWF
would be inappropriate because a genuine
factual dispute existed as to the
Federation's standing to sue. See
Defendants' Memorandum, at 45-47. In fact,
the 86-page memorandum included only two
sentences arguing that the federal
parties should be awarded summary judgment
on standing grounds. Id., at 11-12,
85. The District Court's decision to
schedule a hearing on the parties'
cross-motions for summary judgment provided
no hint that previous assurances concerning
standing were open to reconsideration.9a
Certainly the Federation
could have submitted additional
evidentiary materials in support of its
claim of standing, even though it had no
reason to believe that further submissions
were necessary. But it would hardly enhance
the efficiency
Page 909
of the adjudicative process to encourage
litigants to reargue questions previously
settled in their favor. In my view, NWF
established sufficient cause for its failure
to submit the supplemental affidavits prior
to the hearing.10a
Page 910
Moreover, the District Court's refusal to
consider the additional submissions in this
case did not significantly advance the
interests that Rule 56(c) is designed to
serve. The Rule requires that affidavits in
opposition to a motion for summary judgment
must be served "prior to the day of
hearing." The Courts of Appeals consistently
have recognized, however, that "Rule 56 does
not necessarily contemplate an oral hearing.
Rather, 10-day advance notice to the adverse
party that the motion and all materials in
support of or in opposition to the motion
will be taken under advisement by the trial
court as of a certain day satisfies the
notice and hearing
Page 911
dictates of Rule 56."
Moore v. Florida, 703 F.2d 516, 519
(CA11 1983).11a Rule 56(c)'s
requirement that a summary judgment motion
be filed 10 days in advance of a scheduled
hearing serves to ensure that the nonmoving
party is afforded adequate notice of the
motion. Similarly, the requirement that
opposing affidavits be submitted prior to
the day of the hearing reflects the fact
that the district court may rule on the
summary judgment motion at the hearing or at
any time thereafter; submission of
affidavits prior to that day is thus
essential if the moving party is to be
assured the opportunity to respond at a time
when a response is meaningful. The
requirement also allows the district court
to establish a deadline by which time all
evidence and arguments must be submitted;
thereafter, the court may deliberate with
the assurance that no subsequent filings
will alter the terms of the dispute.
These are pressing concerns
when the hearing on a summary judgment
motion represents the parties' last
opportunity to set forth their legal
arguments. In the present case, however, the
District Court concluded the July 22, 1988,
hearing by requesting supplemental briefing
on the issue of standing.12a NWF's
supplemental affidavits, filed on August 22
as an attachment to its legal memorandum,
were submitted at a time when the federal
parties had ample opportunity to respond.
(Indeed, the opportunity to respond here10
dayswas far greater than would have been
the case if NWF had filed (timely)
affidavits the day before the hearing and no
Page 912
supplemental briefing had been allowed.)
The affidavits, moreover, were filed well
before the time when the case was to be
taken under advisement. The record in this
case is voluminous, currently filling six
large boxes; consideration of five more
affidavits would not have added
significantly to the complexity of the
issues before the District Court. Under
these circumstances, submission of the
supplemental affidavits neither disserved
the purposes of the Rule nor prejudiced the
federal parties in any respect.
The District Court discussed
none of these factors in explaining its
refusal to consider the supplemental
affidavits. Indeed, the District Court
offered no justification at all for its
action beyond the assertion that the
affidavits were untimely.13a
Similarly, the Court today fails to assess
the District Court's action by reference to
the excuse for NWF's untimely filing or the
absence of prejudice to the federal parties.
The District Court and today's majority fail
to recognize the guiding principle of the
Federal Rules of Civil Procedure, the
principle that procedural rules should be
construed pragmatically, so as to ensure the
just and efficient resolution of legal
disputes. Some provisions of the Rules strip
the district courts of discretion, and the
courts have no choice but to enforce these
requirements with scrupulous precision.14a
But where the Rules expressly confer a range
of
Page 913
discretion, a district court may abuse
its authority by refusing to take account of
equitable concerns, even where its action
violates no express command. In my view,
such an abuse of discretion occurred here.
III
In Part IV-A, ante, at
890-894, the majority sets forth a long and
abstract discussion of the scope of relief
that might have been awarded had the
Federation made a sufficient showing of
injury from environmental damage to a
particular tract of land. Since the majority
concludes in other portions of its opinion
that the Federation lacks standing to
challenge any of the land-use
decisions at issue here, it is not clear to
me why the Court engages in the hypothetical
inquiry contained in Part IV-A. In any
event, I agree with much of the Court's
discussion, at least in its general outline.
The Administrative Procedure Act permits
suit to be brought by any person "adversely
affected or aggrieved by agency action." 5
U.S.C. § 702. In some cases the "agency
action" will consist of a rule of broad
applicability; and if the plaintiff
prevails, the result is that the rule is
invalidated, not simply that the court
forbids its application to a particular
individual. Under these circumstances a
single plaintiff, so long as he is injured
by the rule, may obtain "programmatic"
relief that affects the rights of parties
not before the court. On the other hand, if
a generally lawful policy is applied in an
illegal manner on a particular occasion, one
who is injured is not thereby entitled to
challenge other applications of the rule.
Application of these principles
to the instant case does not turn on
whether, or how often, the Bureau's
land-management policies have been described
as a "program."
15a In one sense,
Page 914
of course, there is no question that a
"program" exists. Everyone associated with
this lawsuit recognizes that the BLM, over
the past decade, has attempted to develop
and implement a comprehensive scheme for the
termination of classifications and
withdrawals. The real issue is whether the
actions and omissions that NWF contends are
illegal are themselves part of a plan or
policy. For example: If the agency had
published a regulation stating that an
environmental impact statement (EIS) should
never be developed prior to the termination
of a classification or withdrawal, NWF could
challenge the regulation (which would
constitute an "agency action"). If the
reviewing court then held that the statute
required a pretermination EIS, the relief
(invalidation of the rule) would directly
affect tracts other than the ones used by
individual affiants. At the other extreme,
if the applicable BLM regulation stated that
an EIS must be developed, and NWF
alleged that the administrator in charge of
South Pass/Green Mountain had inexplicably
failed to develop one, NWF should not be
allowed (on the basis of the Peterson
affidavit) to challenge a termination in
Florida on the ground that an administrator
there made the same mistake.
The majority, quoting the
District Court, characterizes the Bureau's
land management program as " '1250 or so
individual classification terminations and
withdrawal revocations.' " Ante, at
890;
National Wildlife Federation v. Burford,
699 F.Supp. 327, 332 (DC 1988). The
majority offers no argument in support of
this conclusory assertion, and I am far from
certain that the characterization is an
accurate one. Since this issue bears on the
scope of the relief ultimately to be awarded
should the plaintiff prevail, rather than on
the ju-
Page 915
risdiction of the District Court to
entertain the suit, I would allow the
District Court to address the question on
remand.16a
IV
Since I conclude that the
Peterson and Erman affidavits provided
sufficient evidence of NWF's standing to
withstand a motion for summary judgment, and
that the District Court abused its
discretion by refusing to consider the
Federation's supplemental affidavits, I
would affirm the judgment of the Court of
Appeals. I respectfully dissent.
1 As an additional basis for
its conclusion, the Court of Appeals held
that the earlier panel's finding that the
Peterson and Erman affidavits were
sufficient to establish respondent's right
to sue was the "law of the case." We do not
address this conclusion, as the earlier
panel's ruling does not, of course, bind
this Court.
Messenger v. Anderson, 225 U.S. 436,
444, 32 S.Ct. 739, 740, 56 L.Ed. 1152 (1912).
2 Contrary to the apparent
understanding of the dissent, we do not
contend that no "land withdrawal review
program" exists, any more than we would
contend that no weapons procurement program
exists. We merely assert that it is not an
identifiable "final agency action" for
purposes of the APA. If there is in fact
some specific order or regulation, applying
some particular measure across the board to
all individual classification terminations
and withdrawal revocations, and if that
order or regulation is final, and has become
ripe for review in the manner we discuss
subsequently in text, it can of course be
challenged under the APA by a person
adversely affectedand the entire "land
withdrawal review program," insofar as the
content of that particular action is
concerned, would thereby be affected. But
that is quite different from permitting a
generic challenge to all aspects of the
"land withdrawal review program," as though
that itself constituted a final agency
action.
3 Under the Secretary's
regulations, any person seeking to conduct
mining operations that will "cause a
cumulative surface disturbance" of five
acres or more must first obtain approval of
a plan of operations. § 3809.1-4 (1988).
Mining operations that cause surface
disturbance of less than 5 acres do not
require prior approval, but prior notice
must be given to the district office of the
BLM. § 3809.1-3. Neither approval nor
notification is required only with respect
to "casual use operations," 43 CFR §
3809.1-2, defined as "activities ordinarily
resulting in only negligible disturbance of
the Federal lands and resources," §
3809.0-5. (Activities are considered
"casual" if "they do not involve the use of
mechanized earth moving equipment or
explosives or do not involve the use of
motorized vehicles in areas designated as
closed to off-road vehicles. . . ." Ibid.)
Thus, before any mining use ordinarily
involving more than "negligible disturbance"
can take place, there must occur either
agency action in response to a submitted
plan or agency inaction in response to a
submitted notice.
In one of the four new affidavits, Peggy
Peterson, one of the original affiants,
states that a corporation has filed a mine
permit application with the BLM covering a
portion of the land to which her original
affidavit pertained. App. to Brief in
Opposition for Respondent National Wildlife
Federation 16. If that permit is granted,
there is no doubt that agency action ripe
for review will have occurred; nor any doubt
that, in the course of an otherwise proper
court challenge, affiant Peterson, and
through her respondent, would be able to
call into question the validity of the
classification order authorizing the permit.
However, before the grant of such a permit,
or (when it will suffice) the filing of a
notice to engage in mining activities, or
(when only "negligible disturbance" will
occur) actual mining of the land, it is
impossible to tell where or whether mining
activities will occur. Indeed, it is often
impossible to tell from a classification
order alone whether mining activities will
even be permissible. As explained in the
uncontested affidavit of the BLM's Assistant
Director of Land Resources:
"The lands may be subject to another
withdrawal of comparable scope or they may
be subject to classification segregations
tantamount to such a withdrawal. In that
case, the lands would not be opened to the
operation of the public land laws so that
the removal of one of the withdrawals has no
practical effect. Another reason why there
may not be any change is that before the
revocation occurred,
the lands may have been transferred into
private ownership. Consequently, the
withdrawal revocation amounts to nothing
more than a paper transaction. . . . In the
alternative, a revoked withdrawal may open
the lands to the operation of the public
land and mineral laws. . . . Some withdrawal
revocations are made without prior knowledge
as to what subsequent disposition may be
made of the lands. After the lands are
opened, they might be transferred out of
federal ownership by sale, exchange, or some
other discretionary mode of disposal, not
anticipated when the withdrawal was revoked.
These subsequent discretionary actions
require separate and independent
decisionmaking that, obviously, are divorced
from the prior revocation decision.
Environmental and other management concerns
and public participation are taken into
account in relation to the post-revocation
decisionmaking." Affidavit of Frank Edwards,
Aug. 18, 1985, App. 61-62.
4 Nothing in this is contrary
to our opinion
Automobile Workers v. Brock, 477 U.S.
274, 106 S.Ct. 2523, 91 L.Ed.2d 228 (1986),
cited by the Court of Appeals. That opinion
did not discuss, and the respondent
Secretary of Labor did not rely upon, the
requirements of 5 U.S.C. § 702 and our
ripeness jurisprudence in cases such as
Abbott Laboratories v. Gardner, 387
U.S. 136, 87 S.Ct. 1507, 18 L.Ed.2d 681
(1967);
Gardner v. Toilet Goods Assn., Inc.,
387 U.S. 167, 87 S.Ct. 1526, 18 L.Ed.2d 704
(1967); and
Toilet Goods Assn., Inc. v. Gardner,
387 U.S. 158, 87 S.Ct. 1520, 18 L.Ed.2d 697
(1967). The only challenge made and
decided, with respect to the individuals'
right to sue, relied upon 19 U.S.C. §
2311(d) (1982 ed.), which according to the
Secretary of Labor made entertainment of
that suit " 'contrary to Congress's
incorporation of the state system into the
administration of the Trade Act, and an
affront to the integrity and authority of
the state courts.' " 477 U.S., at 283, 106
S.Ct., at 2529, quoting Brief for Respondent
in Automobile Workers, O.T. 1985, No.
84-1777, p. 16.
5 The dissent asserts that a
footnote in respondent's reply memorandum to
the District Court was a "motion" within the
meaning of Rule 6(b)(2), and was so
obviously so that the District Court
committed reversible error in failing to
construe it that way. Post, at
909-910 and n. 10. We cannot agree. Rule
6(b) establishes a clear distinction between
"requests" and "motions," and the one cannot
be converted into the other without
violating its provisionsor at least cannot
be converted on the basis of such lax
criteria that conversion would be not only
marginally permissible but positively
mandatory in the present case. Rule 6(b)(1)
allows a court ("for cause shown" and "in
its discretion") to grant a "request" for an
extension of time, whether the request is
made "with or without motion or notice,"
provided the request is made before the
time for filing expires. After the
time for filing has expired, however, the
court (again "for cause shown" and "in its
discretion") may extend the time only "upon
motion." To treat all postdeadline
"requests" as "motions" (if indeed any of
them can be treated that way) would
eliminate the distinction between
predeadline and postdeadline filings that
the Rule painstakingly draws. Surely the
postdeadline "request," to be even
permissibly treated as a "motion," must
contain a high degree of formality and
precision, putting the opposing party on
notice that a motion is at issue and that he
therefore ought to respond. The request here
had not much of either characteristic. As
for formality, it was not even made in a
separate filing or in a separate appearance
before the court, but was contained in a
single sentence at the end of the first
paragraph of one of the 18 single-spaced
footnotes in a 20-page memorandum of law.
Our district judges must read footnotes with
new care if they are to be reversed for
failing to recognize motions buried in this
fashion. And as for precision, the request
not only did not ask for any particular
extension of time (7 days, 30 days), it did
not specifically ask for an extension of
time at all, but merely said that
respondent "should be given adequate
opportunity to supplement the record." Even
this, moreover, was not requested (much less
moved for) unconditionally, but only "[i]f
the court intends to reverse its prior
ruling [regarding NWF standing]." Record,
Doc. No. 294, p. 17, n. 16. We think it
quite impossible to agree with the dissent
that the district judge not only might
treat this request as a motion, but that he
was compelled to do so.
1a Prior to the District
Court's entry of the preliminary injunction,
406 mining claims had been staked in the
South Pass-Green Mountain area alone. App.
119. An exhibit filed by the federal parties
indicated that over 7,200 claims had been
filed in 12 Western States. Exh. 1 to
Affidavit of Joseph Martyak (Apr. 11, 1986).
2a A Bureau of Land Management
(BLM) draft of a Resource Management
Plan/Environmental Impact Statement for the
Lander, Wyo., Resource Area stated: "In the
Green Mountain Management Unit . . .
significant long-term impacts to elk and
mule deer herds could occur from habitat
losses caused by oil and gas activities over
the next 60 years. . . . In the South Pass
Management Unit, significant acreages of
lodgepole pine forest and aspen conifer
woodland habitat types could be disturbed,
which would cause significant long-term
impacts to moose and elk. . . . If gold
mining activities continued to erode these
high-value habitats, trout fisheries, the
Lander moose herd, the beaver pond
ecosystems, and the populations of many
other wildlife species would suffer
significant cumulative negative effects."
Draft RMP/EIS pp. 226-228 (Exh. 3 to
Defendant-Intervenors' Reply to Plaintiff's
Opposition to Defendants' Motions for Stay
Pending Appeal (May 14, 1986)).
A BLM Mineral Report issued June 17,
1982, concluded that mining and associated
activities "could have an adverse impact on
crucial moose habitat, deer habitat, some
elk habitat, and a variety of small game and
bird species. Improvements at campgrounds,
as well as land in the immediate vicinity,
could either be damaged or destroyed. These
activities could make it difficult for the
BLM to manage the forest production and
harvesting in the South Pass area.
Historical and cultural resources which have
and have not been identified could be either
damaged or destroyed."
Defendant-Intervenors' Exh. 7 (attached as
Appendix 1 to Plaintiff National Wildlife
Federation's Statement of Points and
Authorities in Support of Its Standing To
Proceed (Aug. 22, 1988)).
3a See, e.g.,
May v. Department of Air Force,
777 F.2d 1012, 1016 (CA5 1985);
First Commodity Traders, Inc. v. Heinold
Commodities, Inc., 766 F.2d 1007, 1011
(CA7 1985);
Maldonado v. Ramirez, 757 F.2d 48, 51
(CA3 1985);
Galindo v. Precision American Corp.,
754 F.2d 1212, 1216 (CA5 1985).
4a See, e.g., App.
123-139 (declaration of Jack Kelly).
5a The areas harmed or
threatened by mining and associated
activities may extend well beyond the
precise location where mining occurs. See n.
2, supra.
6a Five supplemental
affidavits were filed. The first was
submitted by Peggy Kay Peterson, in
clarification of her earlier affidavit: &quo |