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Page 242
477 U.S. 242
106 S.Ct. 2505 91 L.Ed.2d 202 Jack ANDERSON, et al., Petitioners
v.
LIBERTY LOBBY, INC. and Willis A. Carto.
No. 84-1602.
Argued Dec. 3, 1985.
Decided June 25, 1986.
Syllabus
New
York Times Co. v. Sullivan, 376 U.S.
254, 84 S.Ct. 710, 11 L.Ed.2d 686, it
was held that, in a libel suit brought by a
public official (extended by later cases to
public figures), the First Amendment
requires the plaintiff to show that in
publishing the alleged defamatory statement
the defendant acted with actual malice. It
was further held that such actual malice
must be shown with "convincing clarity."
Respondents, a nonprofit corporation
described as a "citizens' lobby" and its
founder, filed a libel action in Federal
District Court against petitioners, alleging
that certain statements in a magazine
published by petitioners were false and
derogatory. Following discovery, petitioners
moved for summary judgment pursuant to
Federal Rule of Civil Procedure 56,
asserting that because respondents were
public figures they were required to prove
their case under the New York Times
standards and that summary judgment was
proper because actual malice was absent as a
matter of law in view of an affidavit by the
author of the articles in question that they
had been thoroughly researched and that the
facts were obtained from numerous sources.
Opposing the motion, respondents claimed
that an issue of actual malice was presented
because the author had relied on patently
unreliable sources in preparing the
articles. After holding that New York
Times applied because respondents were
limited-purpose public figures, the District
Court entered summary judgment for
petitioners on the ground that the author's
investigation and research and his reliance
on numerous sources precluded a finding of
actual malice. Reversing as to certain of
the allegedly defamatory statements, the
Court of Appeals held that the requirement
that actual malice be proved by clear and
convincing evidence need not be considered
at the summary judgment stage, and that with
respect to those statements summary judgment
had been improperly granted because a jury
could reasonably have concluded that the
allegations were defamatory, false, and made
with actual malice.
Held: The Court of
Appeals did not apply the correct standard
in reviewing the District Court's grant of
summary judgment. Pp. 247-257.
(a) Summary judgment will not
lie if the dispute about a material fact is
"genuine," that is, if the evidence is such
that a reasonable jury could return a
verdict for the nonmoving party. At the
summary judgment stage, the trial judge's
function is not himself to weigh the
evidence and
Page 243
determine the truth of the matter but to
determine whether there is a genuine issue
for trial. There is no such issue unless
there is sufficient evidence favoring the
nonmoving party for a jury to return a
verdict for that party. In essence, the
inquiry is whether the evidence presents a
sufficient disagreement to require
submission to a jury or whether it is so
one-sided that one party must prevail as a
matter of law. Pp. 247-252.
(b) A trial court ruling on a
motion for summary judgment in a case such
as this must be guided by the New York
Times "clear and convincing" evidentiary
standard in determining whether a genuine
issue of actual malice exists, that is,
whether the evidence is such that a
reasonable jury might find that actual
malice had been shown with convincing
clarity. Pp. 252-256.
(c) A plaintiff may not defeat
a defendant's properly supported motion for
summary judgment in a libel case such as
this one without offering any concrete
evidence from which a reasonable jury could
return a verdict in his favor and by merely
asserting that the jury might disbelieve the
defendant's denial of actual malice. The
movant has the burden of showing that there
is no genuine issue of fact, but the
plaintiff is not thereby relieved of his own
burden of producing in turn evidence that
would support a jury verdict. Pp. 256-257.
241 U.S.App.D.C. 246, 746 F.2d
1563, vacated and remanded.
WHITE, J., delivered the
opinion of the Court, in which MARSHALL,
BLACKMUN, POWELL, STEVENS, and O'CONNOR,
JJ., joined. BRENNAN, J., filed a dissenting
opinion, post, p. 257. REHNQUIST, J.,
filed a dissenting opinion, in which BURGER,
C.J., joined, post, p. 268.
David J. Branson, Washington,
D.C., for petitioners.
Mark Lane, Washington, D.C.,
for respondents.
Page 244
Justice WHITE delivered the
opinion of the Court.
New
York Times Co. v. Sullivan, 376 U.S.
254, 279-280, 84 S.Ct. 710, 725-726, 11
L.Ed.2d 686 (1964), we held that, in a
libel suit brought by a public official, the
First Amendment requires the plaintiff to
show that in publishing the defamatory
statement the defendant acted with actual
malice"with knowledge that it was false or
with reckless disregard of whether it was
false or not." We held further that such
actual malice must be shown with "convincing
clarity." Id., at 285-286, 84 S.Ct.,
at 728-729.
Gertz v. Robert Welch, Inc., 418 U.S.
323, 342, 94 S.Ct. 2997, 3008, 41 L.Ed.2d
789 (1974). These New York Times
requirements we have since extended to libel
suits brought by public figures as well.
See, e.g.,
Curtis Publishing Co. v. Butts,
388 U.S. 130, 87 S.Ct. 1975, 18 L.Ed.2d 1094
(1967).
This case presents the question
whether the clear-and-convincing-evidence
requirement must be considered by a court
ruling on a motion for summary judgment
under Rule 56 of the Federal Rules of Civil
Procedure in a case to which New York
Times applies. The United States Court
of Appeals for the District of Columbia
Circuit held that that requirement need not
be considered at the summary judgment stage.
241 U.S.App.D.C. 246, 746 F.2d 1563 (1984).
We granted certiorari, 471 U.S. 1134, 105
S.Ct. 2672, 86 L.Ed.2d 691 (1985), because
that holding was in conflict with decisions
of several other Courts of Appeals, which
had held that the New York Times
requirement of clear and convincing evidence
must be considered on a motion for summary
judgment.1 We now reverse.
I
Respondent Liberty Lobby, Inc.,
is a not-for-profit corporation and
self-described "citizens' lobby." Respondent
Willis Carto is its founder and treasurer.
In October 1981,
Page 245
The Investigator magazine published two
articles: "The Private World of Willis
Carto" and "Yockey: Profile of an American
Hitler." These articles were introduced by a
third, shorter article entitled "America's
Neo-Nazi Underground: Did Mein Kampf
Spawn Yockey's Imperium, a Book
Revived by Carto's Liberty Lobby?" These
articles portrayed respondents as neo-Nazi,
anti-Semitic, racist, and Fascist.
Respondents filed this
diversity libel action in the United States
District Court for the District of Columbia,
alleging that some 28 statements and 2
illustrations in the 3 articles were false
and derogatory. Named as defendants in the
action were petitioner Jack Anderson, the
publisher of The Investigator, petitioner
Bill Adkins, president and chief executive
officer of the Investigator Publishing Co.,
and petitioner Investigator Publishing Co.
itself.
Following discovery,
petitioners moved for summary judgment
pursuant to Rule 56. In their motion,
petitioners asserted that because
respondents are public figures they were
required to prove their case under the
standards set forth in New York Times.
Petitioners also asserted that summary
judgment was proper because actual malice
was absent as a matter of law. In support of
this latter assertion, petitioners submitted
the affidavit of Charles Bermant, an
employee of petitioners and the author of
the two longer articles.2 In this
affidavit, Bermant stated that he had spent
a substantial amount of time researching and
writing the articles and that his facts were
obtained from a wide variety of sources. He
also stated that he had at all times
believed and still believed that the facts
contained in the articles were truthful and
accurate. Attached to this affidavit was an
appendix in which Bermant detailed the
sources for each of the statements alleged
by respondents to be libelous.
Page 246
Respondents opposed the motion
for summary judgment, asserting that there
were numerous inaccuracies in the articles
and claiming that an issue of actual malice
was presented by virtue of the fact that in
preparing the articles Bermant had relied on
several sources that respondents asserted
were patently unreliable. Generally,
respondents charged that petitioners had
failed adequately to verify their
information before publishing. Respondents
also presented evidence that William McGaw,
an editor of The Investigator, had told
petitioner Adkins before publication that
the articles were "terrible" and
"ridiculous."
In ruling on the motion for
summary judgment, the District Court first
held that respondents were limited-purpose
public figures and that New York Times
therefore applied.3 The District
Court then held that Bermant's thorough
investigation and research and his reliance
on numerous sources precluded a finding of
actual malice. Thus, the District Court
granted the motion and entered judgment in
favor of petitioners.
On appeal, the Court of Appeals
affirmed as to 21 and reversed as to 9 of
the allegedly defamatory statements.
Although it noted that respondents did not
challenge the District Court's ruling that
they were limited-purpose public
Page 247
figures and that they were thus required
to prove their case under New York Times,
the Court of Appeals nevertheless held that
for the purposes of summary judgment the
requirement that actual malice be proved by
clear and convincing evidence, rather than
by a preponderance of the evidence, was
irrelevant: To defeat summary judgment
respondents did not have to show that a jury
could find actual malice with "convincing
clarity." The court based this conclusion on
a perception that to impose the greater
evidentiary burden at summary judgment
"would change the threshold summary judgment
inquiry from a search for a minimum of facts
supporting the plaintiff's case to an
evaluation of the weight of those facts and
(it would seem) of the weight of at least
the defendant's uncontroverted facts as
well." 241 U.S.App.D.C., at 253, 746 F.2d,
at 1570. The court then held, with respect
to nine of the statements, that summary
judgment had been improperly granted because
"a jury could reasonably conclude that the .
. . allegations were defamatory, false, and
made with actual malice." Id., at
260, 746 F.2d at 1577.
II
A.
Our inquiry is whether the
Court of Appeals erred in holding that the
heightened evidentiary requirements that
apply to proof of actual malice in this
New York Times case need not be
considered for the purposes of a motion for
summary judgment. Rule 56(c) of the Federal
Rules of Civil Procedure provides that
summary judgment "shall be rendered
forthwith if the pleadings, depositions,
answers to interrogatories, and admissions
on file, together with the affidavits, if
any, show that there is no genuine issue as
to any material fact and that the moving
party is entitled to a judgment as a matter
of law." By its very terms, this standard
provides that the mere existence of some
alleged factual dispute between the parties
will not defeat an otherwise properly sup-
Page 248
ported motion for summary judgment; the
requirement is that there be no genuine
issue of material fact.
As to materiality, the
substantive law will identify which facts
are material. Only disputes over facts that
might affect the outcome of the suit under
the governing law will properly preclude the
entry of summary judgment. Factual disputes
that are irrelevant or unnecessary will not
be counted. See generally 10A C. Wright, A.
Miller, & M. Kane, Federal Practice and
Procedure § 2725, pp. 93-95 (1983). This
materiality inquiry is independent of and
separate from the question of the
incorporation of the evidentiary standard
into the summary judgment determination.
That is, while the materiality determination
rests on the substantive law, it is the
substantive law's identification of which
facts are critical and which facts are
irrelevant that governs. Any proof or
evidentiary requirements imposed by the
substantive law are not germane to this
inquiry, since materiality is only a
criterion for categorizing factual disputes
in their relation to the legal elements of
the claim and not a criterion for evaluating
the evidentiary underpinnings of those
disputes.
More important for present
purposes, summary judgment will not lie if
the dispute about a material fact is
"genuine," that is, if the evidence is such
that a reasonable jury could return a
verdict for the nonmoving party.
First National Bank of Arizona v. Cities
Service Co., 391 U.S. 253, 88 S.Ct.
1575, 20 L.Ed.2d 569 (1968), we affirmed
a grant of summary judgment for an antitrust
defendant where the issue was whether there
was a genuine factual dispute as to the
existence of a conspiracy. We noted Rule
56(e)'s provision that a party opposing a
properly supported motion for summary
judgment " 'may not rest upon the mere
allegations or denials of his pleading, but
. . . must set forth specific facts showing
that there is a genuine issue for trial.' "
We observed further that
"[i]t is true that the issue of
material fact required by Rule 56(c) to be
present to entitle a party to proceed to
Page 249
trial is not required to be
resolved conclusively in favor of the party
asserting its existence; rather, all that is
required is that sufficient evidence
supporting the claimed factual dispute be
shown to require a jury or judge to resolve
the parties' differing versions of the truth
at trial." 391 U.S., at 288-289, 88 S.Ct.,
at 1592.
We went on to hold that, in the
face of the defendant's properly supported
motion for summary judgment, the plaintiff
could not rest on his allegations of a
conspiracy to get to a jury without "any
significant probative evidence tending to
support the complaint." Id., at 290,
88 S.Ct., at 1593.
Again, in Adickes v. S.H.
Kress & Co., 398 U.S. 144, 90 S.Ct.
1598, 26 L.Ed.2d 142 (1970), the Court
emphasized that the availability of summary
judgment turned on whether a proper jury
question was presented. There, one of the
issues was whether there was a conspiracy
between private persons and law enforcement
officers. The District Court granted summary
judgment for the defendants, stating that
there was no evidence from which reasonably
minded jurors might draw an inference of
conspiracy. We reversed, pointing out that
the moving parties' submissions had not
foreclosed the possibility of the existence
of certain facts from which "it would be
open to a jury . . . to infer from the
circumstances" that there had been a meeting
of the minds. Id., at 158-159, 90
S.Ct., at 1608, 1609.
Our prior decisions may not
have uniformly recited the same language in
describing genuine factual issues under Rule
56, but it is clear enough from our recent
cases that at the summary judgment stage the
judge's function is not himself to weigh the
evidence and determine the truth of the
matter but to determine whether there is a
genuine issue for trial. As Adickes,
supra, and Cities Service, supra,
indicate, there is no issue for trial unless
there is sufficient evidence favoring the
nonmoving party for a jury to return a
verdict for that party. Cities Service,
supra, 391 U.S., at 288-289, 88 S.Ct.,
at 1592. If the evidence is merely
colorable,
Dombrowski v. Eastland, 387 U.S. 82,
87 S.Ct. 1425, 18 L.Ed.2d 577 (1967) (per
curiam ), or is not significantly pro-
Page 250
bative, Cities Service, supra, at
290, 88 S.Ct., at 1592, summary judgment may
be granted.
That this is the proper focus
of the inquiry is strongly suggested by the
Rule itself. Rule 56(e) provides that, when
a properly supported motion for summary
judgment is made,4 the adverse
party "must set forth specific facts showing
that there is a genuine issue for trial."
5 And, as we noted above, Rule
56(c) provides that the trial judge shall
then grant summary judgment if there is no
genuine issue as to any material fact and if
the moving party is entitled to judgment as
a matter of law. There is no requirement
that the trial judge make findings of fact.6
The inquiry performed is the threshold
inquiry of determining whether there is the
need for a trialwhether, in other words,
there are any genuine factual issues that
properly can be resolved only by a finder of
fact because they may reasonably be resolved
in favor of either party.
Petitioners suggest, and we
agree, that this standard mirrors the
standard for a directed verdict under
Federal Rule of Civil Procedure 50(a), which
is that the trial judge must direct a
verdict if, under the governing law, there
can be but one reasonable conclusion as to
the verdict.
Brady v. Southern R. Co., 320 U.S.
476, 479-480, 64 S.Ct. 232, 234, 88 L.Ed.
239 (1943). If reasonable minds could
differ as to the import of the evidence,
how-
Page 251
ever, a verdict should not be directed.
Wilkerson v. McCarthy, 336 U.S. 53,
62, 69 S.Ct. 413, 417, 93 L.Ed. 497 (1949).
As the Court long ago said
Improvement Co. v. Munson, 14 Wall.
442, 448, 20 L.Ed. 867 (1872), and has
several times repeated:
"Nor are judges any longer
required to submit a question to a jury
merely because some evidence has been
introduced by the party having the burden of
proof, unless the evidence be of such a
character that it would warrant the jury in
finding a verdict in favor of that party.
Formerly it was held that if there was what
is called a scintilla of evidence in
support of a case the judge was bound to
leave it to the jury, but recent decisions
of high authority have established a more
reasonable rule, that in every case, before
the evidence is left to the jury, there is a
preliminary question for the judge, not
whether there is literally no evidence, but
whether there is any upon which a jury could
properly proceed to find a verdict for the
party producing it, upon whom the onus
of proof is imposed." (Footnotes omitted.)
Pleasants
v. Fant, 22 Wall. 116, 120-121, 22 L.Ed.
780 (1875);
Coughran v. Bigelow, 164 U.S. 301,
307, 17 S.Ct. 117, 119, 41 L.Ed. 442 (1896);
Pennsylvania R. Co. v. Chamberlain,
288 U.S. 333, 343, 53 S.Ct. 391, 394, 77
L.Ed. 819 (1933).
The Court has said that summary
judgment should be granted where the
evidence is such that it "would require a
directed verdict for the moving party."
Sartor v. Arkansas Gas Corp., 321
U.S. 620, 624, 64 S.Ct. 724, 727, 88 L.Ed.
967 (1944). And we have noted that the
"genuine issue" summary judgment standard is
"very close" to the "reasonable jury"
directed verdict standard: "The primary
difference between the two motions is
procedural; summary judgment motions are
usually made before trial and decided on
documentary evidence, while directed verdict
motions are made at trial and decided on the
evidence that has been admitted." Bill
Johnson's
Restaurants, Inc. v. NLRB,
461 U.S. 731, 745, n. 11, 103 S.Ct.
2161, 2171, n. 11, 76 L.Ed.2d 277 (1983). In
essence, though, the inquiry under each is
the same: whether the evidence presents a
sufficient disagreement to require submis-
Page 252
sion to a jury or whether it is so
one-sided that one party must prevail as a
matter of law.
B
Progressing to the specific
issue in this case, we are convinced that
the inquiry involved in a ruling on a motion
for summary judgment or for a directed
verdict necessarily implicates the
substantive evidentiary standard of proof
that would apply at the trial on the merits.
If the defendant in a run-of-the-mill civil
case moves for summary judgment or for a
directed verdict based on the lack of proof
of a material fact, the judge must ask
himself not whether he thinks the evidence
unmistakably favors one side or the other
but whether a fair-minded jury could return
a verdict for the plaintiff on the evidence
presented. The mere existence of a scintilla
of evidence in support of the plaintiff's
position will be insufficient; there must be
evidence on which the jury could reasonably
find for the plaintiff. The judge's inquiry,
therefore, unavoidably asks whether
reasonable jurors could find by a
preponderance of the evidence that the
plaintiff is entitled to a verdict"whether
there is [evidence] upon which a jury can
properly proceed to find a verdict for the
party producing it, upon whom the onus
of proof is imposed." Munson, supra,
14 Wall., at 448.
In terms of the nature of the
inquiry, this is no different from the
consideration of a motion for acquittal in a
criminal case, where the
beyond-a-reasonable-doubt standard applies
and where the trial judge asks whether a
reasonable jury could find guilt beyond a
reasonable doubt.
Jackson v. Virginia, 443 U.S. 307,
318-319, 99 S.Ct. 2781, 2788-2789, 61
L.Ed.2d 560 (1979). Similarly, where the
First Amendment mandates a "clear and
convincing" standard, the trial judge in
disposing of a directed verdict motion
should consider whether a reasonable
factfinder could conclude, for example, that
the plaintiff had shown actual malice with
convincing clarity.
Page 253
The case for the proposition
that a higher burden of proof should have a
corresponding effect on the judge when
deciding whether to send the case to the
jury was well made by the Court of Appeals
for the Second Circuit
United States v. Taylor, 464 F.2d 240
(2d Cir.1972), which overruled
United States v. Feinberg, 140 F.2d
592 (2d Cir.1944), a case holding that
the standard of evidence necessary for a
judge to send a case to the jury is the same
in both civil and criminal cases even though
the standard that the jury must apply in a
criminal case is more demanding than in
civil proceedings. Speaking through Judge
Friendly, the Second Circuit said: "It would
seem at first blushand we think also at
secondthat more 'facts in evidence' are
needed for the judge to allow [reasonable
jurors to pass on a claim] when the
proponent is required to establish [the
claim] not merely by a preponderance of the
evidence but . . . beyond a reasonable
doubt." 464 F.2d, at 242. The court could
not find a "satisfying explanation in the
Feinberg opinion why the judge should
not place this higher burden on the
prosecution in criminal proceedings before
sending the case to the jury." Ibid.
The Taylor court also pointed out
that almost all the Circuits had adopted
something like Judge Prettyman's formulation
Curley v. United States, 160 F.2d
229, 232-233 (D.C.Cir.1947):
"The true rule, therefore, is
that a trial judge, in passing upon a motion
for directed verdict of acquittal, must
determine whether upon the evidence, giving
full play to the right of the jury to
determine credibility, weigh the evidence,
and draw justifiable inferences of fact, a
reasonable mind might fairly conclude guilt
beyond a reasonable doubt. If he concludes
that upon the evidence there must be such a
doubt in a reasonable mind, he must grant
the motion; or, to state it another way, if
there is no evidence upon which a reasonable
mind might fairly conclude guilt beyond
reasonable doubt, the motion must be
granted. If he concludes that either of the
Page 254
two results, a reasonable doubt
or no reasonable doubt, is fairly possible,
he must let the jury decide the matter."
This view is equally applicable
to a civil case to which the "clear and
convincing" standard applies. Indeed, the
Taylor court thought that it was
implicit in this Court's adoption of the
clear-and-convincing-evidence standard for
certain kinds of cases that there was a
"concomitant duty on the judge to consider
the applicable burden when deciding whether
to send a case to the jury." 464 F.2d, at
243. Although the court thought that this
higher standard would not produce different
results in many cases, it could not say that
it would never do so.
Just as the "convincing
clarity" requirement is relevant in ruling
on a motion for directed verdict, it is
relevant in ruling on a motion for summary
judgment. When determining if a genuine
factual issue as to actual malice exists in
a libel suit brought by a public figure, a
trial judge must bear in mind the actual
quantum and quality of proof necessary to
support liability under New York Times.
For example, there is no genuine issue if
the evidence presented in the opposing
affidavits is of insufficient caliber or
quantity to allow a rational finder of fact
to find actual malice by clear and
convincing evidence.
Thus, in ruling on a motion for
summary judgment, the judge must view the
evidence presented through the prism of the
substantive evidentiary burden. This
conclusion is mandated by the nature of this
determination. The question here is whether
a jury could reasonably find either
that the plaintiff proved his case by the
quality and quantity of evidence required by
the governing law or that he did not.
Whether a jury could reasonably find for
either party, however, cannot be defined
except by the criteria governing what
evidence would enable the jury to find for
either the plaintiff or the defendant: It
makes no sense to say that a jury could
reasonably find for either party without
some
Page 255
benchmark as to what standards govern its
deliberations and within what boundaries its
ultimate decision must fall, and these
standards and boundaries are in fact
provided by the applicable evidentiary
standards.
Our holding that the
clear-and-convincing standard of proof
should be taken into account in ruling on
summary judgment motions does not denigrate
the role of the jury. It by no means
authorizes trial on affidavits. Credibility
determinations, the weighing of the
evidence, and the drawing of legitimate
inferences from the facts are jury
functions, not those of a judge, whether he
is ruling on a motion for summary judgment
or for a directed verdict. The evidence of
the non-movant is to be believed, and all
justifiable inferences are to be drawn in
his favor. Adickes, 398 U.S., at
158-159, 90 S.Ct., at 1608-1609. Neither do
we suggest that the trial courts should act
other than with caution in granting summary
judgment or that the trial court may not
deny summary judgment in a case where there
is reason to believe that the better course
would be to proceed to a full trial.
Kennedy v. Silas Mason Co., 334 U.S.
249, 68 S.Ct. 1031, 92 L.Ed. 1347 (1948).
In sum, we conclude that the
determination of whether a given factual
dispute requires submission to a jury must
be guided by the substantive evidentiary
standards that apply to the case. This is
true at both the directed verdict and
summary judgment stages. Consequently, where
the New York Times "clear and
convincing" evidence requirement applies,
the trial judge's summary judgment inquiry
as to whether a genuine issue exists will be
whether the evidence presented is such that
a jury applying that evidentiary standard
could reasonably find for either the
plaintiff or the defendant. Thus, where the
factual dispute concerns actual malice,
clearly a material issue in a New York
Times case, the appropriate summary
judgment question will be whether the
evidence in the record could support a
reasonable jury find-
Page 256
ing either that the plaintiff has shown
actual malice by clear and convincing
evidence or that the plaintiff has not.7
III
Respondents argue, however,
that whatever may be true of the
applicability of the "clear and convincing"
standard at the summary judgment or directed
verdict stage, the defendant should seldom
if ever be granted summary judgment where
his state of mind is at issue and the jury
might disbelieve him or his witnesses as to
this issue. They rely on
Poller v. Columbia Broadcasting System,
Inc., 368 U.S. 464, 82 S.Ct. 486, 7
L.Ed.2d 458 (1962), for this
proposition. We do not understand Poller,
however, to hold that a plaintiff may defeat
a defendant's properly supported motion for
summary judgment in a conspiracy or libel
case, for example, without offering any
concrete evidence from which a reasonable
juror could return a verdict in his favor
and by merely asserting that the jury might,
and legally could, disbelieve the
defendant's denial of a conspiracy or of
legal malice. The movant has the burden of
showing that there is no genuine issue of
fact, but the plaintiff is not thereby
relieved of his own burden of producing in
turn evidence that would support a jury
verdict. Rule 56(e) itself provides that a
party opposing a properly supported motion
for summary judgment may not rest upon mere
allegation or denials of his pleading, but
must set forth specific facts showing that
there is a genuine issue for trial. Based on
that Rule, Cities Service, 391 U.S.,
at 290, 88 S.Ct., at 1593, held that the
plaintiff could not defeat the properly
supported summary judgment motion of a
defendant charged with a conspiracy without
offering "any significant probative evidence
tending to support the complaint." As we
have recently said, "discredited testi-
Page 257
mony is not [normally] considered a
sufficient basis for drawing a contrary
conclusion."
Bose Corp. v. Consumers Union of United
States, Inc., 466 U.S. 485, 512, 104
S.Ct. 1949, 1966, 80 L.Ed.2d 502 (1984).
Instead, the plaintiff must present
affirmative evidence in order to defeat a
properly supported motion for summary
judgment. This is true even where the
evidence is likely to be within the
possession of the defendant, as long as the
plaintiff has had a full opportunity to
conduct discovery. We repeat, however, that
the plaintiff, to survive the defendant's
motion, need only present evidence from
which a jury might return a verdict in his
favor. If he does so, there is a genuine
issue of fact that requires a trial.
IV
In sum, a court ruling on a
motion for summary judgment must be guided
by the New York Times "clear and
convincing" evidentiary standard in
determining whether a genuine issue of
actual malice existsthat is, whether the
evidence presented is such that a reasonable
jury might find that actual malice had been
shown with convincing clarity. Because the
Court of Appeals did not apply the correct
standard in reviewing the District Court's
grant of summary judgment, we vacate its
decision and remand the case for further
proceedings consistent with this opinion.
It is so ordered.
Justice BRENNAN, dissenting.
The Court today holds that
"whether a given factual dispute requires
submission to a jury must be guided by the
substantive evidentiary standards that apply
to the case," ante, at 255.1a
In my view, the Court's analysis is deeply
flawed,
Page 258
and rests on a shaky foundation of
unconnected and unsupported observations,
assertions, and conclusions. Moreover, I am
unable to divine from the Court's opinion
how these evidentiary standards are to
be considered, or what a trial judge is
actually supposed to do in ruling on a
motion for summary judgment. Accordingly, I
respectfully dissent.
To support its holding that in
ruling on a motion for summary judgment a
trial court must consider substantive
evidentiary burdens, the Court appropriately
begins with the language of Rule 56(c),
which states that summary judgment shall be
granted if it appears that there is "no
genuine issue as to any material fact and
that the moving party is entitled to a
judgment as a matter of law." The Court then
purports to restate this Rule, and asserts
that "summary judgment will not lie if the
dispute about a material fact is 'genuine,'
that is, if the evidence is such that a
reasonable jury could return a verdict for
the nonmoving party." Ante, at 248 No
direct authority is cited for the
proposition that in order to determine
whether a dispute is "genuine" for Rule 56
purposes a judge must ask if a "reasonable"
jury could find for the non-moving party.
Instead, the Court quotes from First
National Bank of Arizona v. Cities Service
Co., 391 U.S.
Page 259
253, 288-289, 88 S.Ct. 1575, 1592, 20
L.Ed.2d 569 (1968), to the effect that a
summary judgment motion will be defeated if
"sufficient evidence supporting the claimed
factual dispute be shown to require a jury
or judge to resolve the parties' differing
versions of the truth at trial," ante,
at 249, and that a plaintiff may not, in
defending against a motion for summary
judgment, rest on mere allegations or
denials of his pleadings. After citing
Adickes v. S.H. Kress & Co., 398 U.S.
144, 90 S.Ct. 1598, 26 L.Ed.2d 142 (1970),
for the unstartling proposition that "the
availability of summary judgment turn[s] on
whether a proper jury question [is]
presented," ante, at 249, the Court
then reasserts, again with no direct
authority, that in determining whether a
jury question is presented, the inquiry is
whether there are factual issues "that
properly can be resolved only by a finder of
fact because they may reasonably be resolved
in favor of either party." Ante, at
250. The Court maintains that this summary
judgment inquiry "mirrors" that which
applies in the context of a motion for
directed verdict under Federal Rule of Civil
Procedure 50(a): "whether the evidence
presents a sufficient disagreement to
require submission to a jury or whether it
is so one-sided that one party must prevail
as a matter of law." Ante, at
251-252.
Having thus decided that a
"genuine" dispute is one which is not
"one-sided," and one which could
"reasonably" be resolved by a "fair-minded"
jury in favor of either party, ibid.,
the Court then concludes:
"Whether a jury could
reasonably find for either party, however,
cannot be defined except by the criteria
governing what evidence would enable the
jury to find for either the plaintiff or the
defendant: It makes no sense to say that a
jury could reasonably find for either party
without some benchmark as to what standards
govern its deliberations and within what
boundaries its ultimate decision must fall,
and these standards and boundaries are in
fact provided by the applicable evidentiary
standards." Ante, at 254-255.
Page 260
As far as I can discern, this
conclusion, which is at the heart of the
case, has been reached without the benefit
of any support in the case law. Although, as
noted above, the Court cites Adickes
and Cities Service, those cases
simply do not stand for the proposition that
in ruling on a summary judgment motion, the
trial court is to inquire into the
"one-sidedness" of the evidence presented by
the parties. Cities Service involved
the propriety of a grant of summary judgment
in favor of a defendant alleged to have
conspired to violate the antitrust laws. The
issue in the case was whether, on the basis
of the facts in the record, a jury could
infer that the defendant had entered
into a conspiracy to boycott. No direct
evidence of the conspiracy was produced. In
agreeing with the lower courts that the
circumstantial evidence presented by the
plaintiff was insufficient to take the case
to the jury, we observed that there was "one
fact" that petitioner had produced to
support the existence of the illegal
agreement, and that that single fact could
not support petitioner's theory of
liability. Critically, we observed that
"[t]he case at hand presents peculiar
difficulties because the issue of fact
crucial to petitioner's case is also an
issue of law, namely the existence of a
conspiracy." 391 U.S., at 289, 88 S.Ct., at
1592. In other words, Cities Service
is at heart about whether certain facts can
support inferences that are, as a matter of
antitrust law, sufficient to support a
particular theory of liability under the
Sherman Act. Just this Term, in discussing
summary judgment in the context of suits
brought under the antitrust laws, we
characterized both Cities Service and
Monsanto Co. v. Spray-Rite Service Corp.,
465 U.S. 752, 104 S.Ct. 1464, 79 L.Ed.2d 775
(1984), as cases in which "antitrust
law limit[ed] the range of permissible
inferences from ambiguous evidence. . . ."
Matsushita Electric Industrial Co. v.
Zenith Radio Corp., 475 U.S. 574, 588,
106 S.Ct. 1348, 1356, 89 L.Ed.2d 538 (1986)
(emphasis added). Cities Service thus
provides no authority for the conclusion
that Rule 56 requires a trial court to
consider whether direct evidence produced by
the parties is "one-sided." To the contrary,
in Matsushita, the most re-
Page 261
cent case to cite and discuss Cities
Service, we stated that the requirement
that a dispute be "genuine" means simply
that there must be more than "some
metaphysical doubt as to the material
facts." 475 U.S., at 586, 106 S.Ct., at
1356.2a
Nor does Adickes, also
relied on by the Court, suggest in any way
that the appropriate summary judgment
inquiry is whether the evidence
overwhelmingly supports one party.
Adickes, like Cities Service,
presented the question of whether a grant of
summary judgment in favor of a defendant on
a conspiracy count was appropriate. The
plaintiff, a
Page 262
white schoolteacher, maintained that
employees of defendant Kress conspired with
the police to deny her rights protected by
the Fourteenth Amendment by refusing to
serve her in one of its lunchrooms simply
because she was white and accompanied by a
number of black schoolchildren. She
maintained, among other things, that Kress
arranged with the police to have her
arrested for vagrancy when she left the
defendant's premises. In support of its
motion for summary judgment, Kress submitted
statements from a deposition of one of its
employees asserting that he had not
communicated or agreed with the police to
deny plaintiff service or to have her
arrested, and explaining that the store had
taken the challenged action not because of
the race of the plaintiff, but because it
was fearful of the reaction of some of its
customers if it served a racially mixed
group. Kress also submitted affidavits from
the Chief of Police and the arresting
officers denying that the store manager had
requested that petitioner be arrested, and
noted that in the plaintiff's own
deposition, she conceded that she had no
knowledge of any communication between the
police and any Kress employee and was
relying on circumstantial evidence to
support her allegations. In opposing
defendant's motion for summary judgment,
plaintiff stated that defendant in its
moving papers failed to dispute an
allegation in the complaint, a statement at
her deposition, and an unsworn statement by
a Kress employee all to the effect that
there was a policeman in the store at the
time of the refusal to serve, and that it
was this policeman who subsequently made the
arrest. Plaintiff argued that this sequence
of events "created a substantial enough
possibility of a conspiracy to allow her to
proceed to trial. . . ." 398 U.S., at 157,
90 S.Ct., at 1608.
We agreed, and therefore
reversed the lower courts, reasoning that
Kress "did not carry its burden because of
its failure to foreclose the possibility
that there was a policeman in the Kress
store while petitioner was awaiting service,
and that this policeman reached an
understanding with some
Page 263
Kress employee that petitioner not be
served." 398 U.S. at 157, 90 S.Ct., at 1608.
Despite the fact that none of the
materials relied on by plaintiff met the
requirements of Rule 56(e), we stated
nonetheless that Kress failed to meet its
initial burden of showing that there was no
genuine dispute of a material fact.
Specifically, we held that because Kress
failed to negate plaintiff's materials
suggesting that a policeman was in fact in
the store at the time of the refusal to
serve, "it would be open to a jury . . . to
infer from the circumstances that the
policeman and a Kress employee had a
'meeting of the minds' and thus reached an
understanding that petitioner should be
refused service." Ibid.
In Adickes we held that
a jury might permissibly infer a conspiracy
from the mere presence of a policeman in a
restaurant. We never reached and did not
consider whether the evidence was
"one-sided," and had we done so, we clearly
would have had to affirm, rather than
reverse, the lower courts, since in that
case there was no admissible evidence
submitted by petitioner, and a significant
amount of evidence presented by the
defendant tending to rebut the existence of
a conspiracy. The question we did reach was
simply whether, as a matter of conspiracy
law, a jury would be entitled, again, as a
matter of law, to infer from the presence of
a policeman in a restaurant the making of an
agreement between that policeman and an
employee. Because we held that a jury was
entitled so to infer, and because the
defendant had not carried its initial burden
of production of demonstrating that there
was no evidence that there was not a
policeman in the lunchroom, we concluded
that summary judgment was inappropriate.
Accordingly, it is surprising
to find the case cited by the majority for
the proposition that "there is no issue for
trial unless there is sufficient evidence
favoring the nonmoving party for a jury to
return a verdict for that party." Ante,
at 249. There was, of course, no
admissible evidence in Adickes
favoring the nonmoving plaintiff; there was
only an
Page 264
unrebutted assertion that a Kress
employee and a policeman were in the same
room at the time of the alleged
constitutional violation. Like Cities
Service, Adickes suggests that on a
defendant's motion for summary judgment, a
trial court must consider whether, as a
matter of the substantive law of the
plaintiff's cause of action, a jury will be
permitted to draw inferences supporting the
plaintiff's legal theory. In Cities
Service we found, in effect, that the
plaintiff had failed to make out a prima
facie case; in Adickes we held that
the moving defendant had failed to rebut the
plaintiff's prima facie case. In neither
case is there any intimation that a trial
court should inquire whether plaintiff's
evidence is "significantly probative," as
opposed to "merely colorable," or, again,
"one-sided." Nor is there in either case any
suggestion that once a nonmoving plaintiff
has made out a prima facie case based on
evidence satisfying Rule 56(e) that there is
any showing that a defendant can make to
prevail on a motion for summary judgment.
Yet this is what the Court appears to hold,
relying, in part, on these two cases.3a
As explained above, and as
explained also by Justice REHNQUIST in his
dissent, see post, at 271, I cannot
agree that the authority cited by the Court
supports its position. In my view, the
Court's result is the product of an exercise
Page 265
akin to the child's game of "telephone,"
in which a message is repeated from one
person to another and then another; after
some time, the message bears little
resemblance to what was originally spoken.
In the present case, the Court purports to
restate the summary judgment test, but with
each repetition, the original understanding
is increasingly distorted.
But my concern is not only that
the Court's decision is unsupported; after
all, unsupported views may nonetheless be
supportable. I am more troubled by the fact
that the Court's opinion sends conflicting
signals to trial courts and reviewing courts
which must deal with summary judgment
motions on a day-to-day basis. This case is
about a trial court's responsibility when
considering a motion for summary judgment,
but in my view, the Court, while instructing
the trial judge to "consider" heightened
evidentiary standards, fails to explain what
that means. In other words, how does a judge
assess how one-sided evidence is, or what a
"fair-minded" jury could "reasonably"
decide? The Court provides conflicting clues
to these mysteries, which I fear can lead
only to increased confusion in the district
and appellate courts.
The Court's opinion is replete
with boilerplate language to the effect that
trial courts are not to weigh evidence when
deciding summary judgment motions:
"[I]t is clear enough
from our recent cases that at the summary
judgment stage the judge's function is not
himself to weigh the evidence and determine
the truth of the matter. . . ." Ante,
at 249.
"Our holding . . .
does not denigrate the role of the jury. . .
. Credibility determinations, the weighing
of the evidence, and the drawing of
legitimate inferences from the facts are
jury functions, not those of a judge,
whether he is ruling on a motion for summary
judgment or for a directed verdict. The
evidence of the non-movant is to be
believed, and all justifiable inferences are
to be drawn in his favor." Ante, at
255.
Page 266
But the Court's opinion is also
full of language which could surely be
understood as an invitationif not an
instructionto trial courts to assess and
weigh evidence much as a juror would:
"When determining if a genuine
factual issue . . . exists . . ., a trial
judge must bear in mind the actual
quantum and quantity of proof necessary
to support liability. . . . For example,
there is no genuine issue if the evidence
presented in the opposing affidavits is of
insufficient caliber or quality to allow
a rational finder of fact to find actual
malice by clear and convincing evidence."
Ante, at 254 (emphasis added).
"[T]he inquiry . . .
[is] whether the evidence presents a
sufficient disagreement to require
submission to a jury or whether it is so
one-sided that one party must prevail as
a matter of law." Ante, at 251-252
(emphasis added).
"[T]he judge must ask
himself . . . whether a fair-minded jury
could return a verdict for the plaintiff on
the evidence presented. The mere existence
of a scintilla of evidence in support of the
plaintiff's position will be insufficient;
there must be evidence on which the jury
could reasonably find for the plaintiff."
Ante, at 252.
I simply cannot square the
direction that the judge "is not himself to
weigh the evidence" with the direction that
the judge also bear in mind the "quantum" of
proof required and consider whether the
evidence is of sufficient "caliber or
quantity" to meet that "quantum." I would
have thought that a determination of the
"caliber and quantity," i.e., the
importance and value, of the evidence in
light of the "quantum," i.e., amount
"required," could only be performed
by weighing the evidence.
If in fact, this is what the
Court would, under today's decision, require
of district courts, then I am fearful that
this new rulefor this surely would be a
brand new procedurewill transform what is
meant to provide an expedited "summary"
Page 267
procedure into a full-blown paper trial
on the merits. It is hard for me to imagine
that a responsible counsel, aware that the
judge will be assessing the "quantum" of the
evidence he is presenting, will risk either
moving for or responding to a summary
judgment motion without coming forth with
all of the evidence he can muster in
support of his client's case. Moreover, if
the judge on motion for summary judgment
really is to weigh the evidence, then in my
view grave concerns are raised concerning
the constitutional right of civil litigants
to a jury trial.
It may well be, as Justice
REHNQUIST suggests, see post, at
270-271, that the Court's decision today
will be of little practical effect. I, for
one, cannot imagine a case in which a judge
might plausibly hold that the evidence on
motion for summary judgment was sufficient
to enable a plaintiff bearing a mere
preponderance burden to get to the juryi.e.,
that a prima facie case had been made
outbut insufficient for a plaintiff bearing
a clear-and-convincing burden to withstand a
defendant's summary judgment motion. Imagine
a suit for breach of contract. If, for
example, the defendant moves for summary
judgment and produces one purported
eyewitness who states that he was present at
the time the parties discussed the
possibility of an agreement, and
unequivocally denies that the parties ever
agreed to enter into a contract, while the
plaintiff produces one purported eyewitness
who asserts that the parties did in fact
come to terms, presumably that case would go
to the jury. But if the defendant produced
not one, but 100 eyewitnesses, while the
plaintiff stuck with his single witness,
would that case, under the Court's holding,
still go to the jury? After all, although
the plaintiff's burden in this hypothetical
contract action is to prove his case by a
mere preponderance of the evidence, the
judge, so the Court tells us, is to "ask
himself . . . whether a fair-minded jury
could return a verdict for the plaintiff on
the evidence presented." Ante, at
252. Is there, in this hypothetical example,
"a sufficient disagreement to require sub-
Page 268
mission to a jury," or is the evidence
"so one-sided that one party must prevail as
a matter of law"? Ibid. Would the
result change if the plaintiff's one witness
were now shown to be a convicted perjurer?
Would the result change if, instead of a
garden-variety contract claim, the plaintiff
sued on a fraud theory, thus requiring him
to prove his case by clear and convincing
evidence?
It seems to me that the Court's
decision today unpersuasively answers the
question presented, and in doing so raises a
host of difficult and troubling questions
for which there may well be no adequate
solutions. What is particularly unfair is
that the mess we make is not, at least in
the first instance, our own to deal with; it
is the district courts and courts of appeals
that must struggle to clean up after us.
In my view, if a plaintiff
presents evidence which either directly or
by permissible inference (and these
inferences are a product of the substantive
law of the underlying claim) supports all of
the elements he needs to prove in order to
prevail on his legal claim, the plaintiff
has made out a prima facie case and a
defendant's motion for summary judgment must
fail regardless of the burden of proof that
the plaintiff must meet. In other words,
whether evidence is "clear and convincing,"
or proves a point by a mere preponderance,
is for the factfinder to determine. As I
read the case law, this is how it has been,
and because of my concern that today's
decision may erode the constitutionally
enshrined role of the jury, and also
undermine the usefulness of summary judgment
procedure, this is how I believe it should
remain.
Justice REHNQUIST, with whom
THE CHIEF JUSTICE joins, dissenting.
The Court, apparently moved by
concerns for intellectual tidiness,
mistakenly decides that the "clear and
convincing evidence" standard governing
finders of fact in libel cases must be
applied by trial courts in deciding a motion
for summary judgment in such a case. The
Court refers to this as a "substantive
standard," but I think it is actually a
procedural
Page 269
requirement engrafted onto Rule 56,
contrary to our statement
Calder v. Jones, 465 U.S. 783, 104
S.Ct. 1482, 79 L.Ed.2d 804 (1984), that
"[w]e have already declined in
other contexts to grant special procedural
protections to defendants in libel and
defamation actions in addition to the
constitutional protections embodied in the
substantive laws." Id., at 790-791,
104 S.Ct., at 1487-1488.
The Court, I believe, makes an
even greater mistake in failing to apply its
newly announced rule to the facts of this
case. Instead of thus illustrating how the
rule works, it contents itself with
abstractions and paraphrases of
abstractions, so that its opinion sounds
much like a treatise about cooking by
someone who has never cooked before and has
no intention of starting now.
There is a large class of cases
in which the higher standard imposed by the
Court today would seem to have no effect at
all. Suppose, for example, on motion for
summary judgment in a hypothetical libel
case, the plaintiff concedes that his only
proof of malice is the testimony of witness
A. Witness A testifies at his deposition
that the reporter who wrote the story in
question told him that she, the reporter,
had done absolutely no checking on the story
and had real doubts about whether or not it
was correct as to the plaintiff. The
defendant's examination of witness A brings
out that he has a prior conviction for
perjury.
May the Court grant the
defendant's motion for summary judgment on
the ground that the plaintiff has failed to
produce sufficient proof of malice? Surely
not, if the Court means what it says, when
it states: "Credibility determinations . . .
are jury functions, not those of a judge,
whether he is ruling on a motion for summary
judgment or for a directed verdict. The
evidence of the nonmovant is to be believed,
and all justifiable inferences are to be
drawn in his favor." Ante, at 255.
The case proceeds to trial, and
at the close of the plaintiff's evidence the
defendant moves for a directed verdict on
the
Page 270
ground that the plaintiff has failed to
produce sufficient evidence of malice. The
only evidence of malice produced by the
plaintiff is the same testimony of witness
A, who is duly impeached by the defendant
for the prior perjury conviction. In
addition, the trial judge has now had an
opportunity to observe the demeanor of
witness A, and has noticed that he fidgets
when answering critical questions, his eyes
shift from the floor to the ceiling, and he
manifests all other indicia traditionally
attributed to perjurers.
May the trial court at this
stage grant a directed verdict? Again,
surely not; we are still dealing with
"credibility determinations."
The defendant now puts on its
testimony, and produces three witnesses who
were present at the time when witness A
alleges that the reporter said she had not
checked the story and had grave doubts about
its accuracy as to plaintiff. Witness A
concedes that these three people were
present at the meeting, and that the
statement of the reporter took place in the
presence of all these witnesses. Each
witness categorically denies that the
reporter made the claimed statement to
witness A.
May the trial court now grant a
directed verdict at the close of all the
evidence? Certainly the plaintiff's case is
appreciably weakened by the testimony of
three disinterested witnesses, and one would
hope that a properly charged jury would
quickly return a verdict for the defendant.
But as long as credibility is exclusively
for the jury, it seems the Court's analysis
would still require this case to be decided
by that body.
Thus, in the case that I have
posed, it would seem to make no difference
whether the standard of proof which the
plaintiff had to meet in order to prevail
was the preponderance of the evidence, clear
and convincing evidence, or proof beyond a
reasonable doubt. But if the application of
the standards makes no difference in the
case that I hypothesize, one may fairly ask
in what sort of case does the
difference in stand-
Page 271
ards make a difference in outcome? Cases
may be posed dealing with evidence that is
essentially documentary, rather than
testimonial; but the Court has held in a
related context involving Federal Rule of
Civil Procedure 52(a) that inferences from
documentary evidence are as much the
prerogative of the finder of fact as
inferences as to the credibility of
witnesses.
Anderson v. Bessemer City, 470 U.S.
564, 574, 105 S.Ct. 1504, 1512, 84 L.Ed.2d
518 (1985). The Court affords the lower
courts no guidance whatsoever as to what, if
any, difference the abstract standards that
it propounds would make in a particular
case.
There may be more merit than
the Court is willing to admit to Judge
Learned Hand's observation
United States v. Feinberg, 140 F.2d
592, 594 (CA2), cert. denied, 322 U.S.
726, 64 S.Ct. 943, 88 L.Ed.2d 1562 (1944),
that "[w]hile at times it may be
practicable" to "distinguish between the
evidence which should satisfy reasonable
men, and the evidence which should satisfy
reasonable men beyond a reasonable doubt[,]
. . . in the long run the line between them
is too thin for day to day use." The Court
apparently approves the overruling of the
Feinberg case in the Court of Appeals by
Judge Friendly's opinion
United States v. Taylor, 464 F.2d 240
(1972). But even if the Court is
entirely correct in its judgment on this
point, Judge Hand's statement seems
applicable to this case because the criminal
case differs from the libel case in that the
standard in the former is proof "beyond a
reasonable doubt," which is presumably
easier to distinguish from the normal
"preponderance of the evidence" standard
than is the intermediate standard of "clear
and convincing evidence."
More important for purposes of
analyzing the present case, there is no
exact analog in the criminal process to the
motion for summary judgment in a civil case.
Perhaps the closest comparable device for
screening out unmeritorious cases in the
criminal area is the grand jury proceeding,
though the comparison is obviously not on
all fours. The standard for allowing a
criminal case to proceed to trial is not
whether the government has produced prima
facie evidence of guilt be-
Page 272
yond a reasonable doubt for every element
of the offense, but only whether it has
established probable cause.
United States v. Mechanik, 475 U.S.
66, 70, 106 S.Ct. 938, 941-942, 89 L.Ed.2d
50 (1986). Thus, in a criminal case the
standard used prior to trial is much more
lenient than the "clear beyond a reasonable
doubt" standard which must be employed by
the finder of fact.
The three differentiated
burdens of proof in civil and criminal
cases, vague and impressionistic though they
necessarily are, probably do make some
difference when considered by the finder of
fact, whether it be a jury or a judge in a
bench trial. Yet it is not a logical or
analytical message that the terms convey,
but instead almost a state of mind; we have
previously said:
"Candor suggests that, to a
degree, efforts to analyze what lay jurors
understand concerning the differences among
these three tests . . . may well be largely
an academic exercise. . . . Indeed, the
ultimate truth as to how the standards of
proof affect decisionmaking may well be
unknowable, given that factfinding is a
process shared by countless thousands of
individuals throughout the country. We
probably can assume no more than that the
difference between a preponderance of the
evidence and proof beyond a reasonable doubt
probably is better understood than either of
them in relation to the intermediate
standard of clear and convincing evidence."
Addington v. Texas, 441 U.S. 418,
424-425, 99 S.Ct. 1804, 1808, 60 L.Ed.2d 323
(1979) (emphasis added).
The Court's decision to engraft
the standard of proof applicable to a
factfinder onto the law governing the
procedural motion for a summary judgment (a
motion that has always been regarded as
raising a question of law rather than a
question of fact, see, e.g.,
La Riviere v. EEOC,
682 F.2d 1275, 1277-1278 (CA9 1982)
(Wallace, J.)), will do great mischief with
little corresponding benefit. The primary
effect of the Court's opinion today will
likely be to cause the decisions of trial
judges on summary judgment motions in libel
cases to be
Page 273
more erratic and inconsistent than
before. This is largely because the Court
has created a standard that is different
from the standard traditionally applied in
summary judgment motions without even
hinting as to how its new standard will be
applied to particular cases.
1 See, e.g.,
Rebozo v. Washington Post Co.,
637 F.2d 375, 381 (CA5), cert. denied,
454 U.S. 964, 102 S.Ct. 504, 70 L.Ed.2d 379
(1981);
Yiamouyiannis v. Consumers Union of
United States, Inc., 619 F.2d 932, 940
(CA2), cert. denied, 449 U.S. 839, 101 S.Ct.
117, 66 L.Ed.2d 46 (1980);
Carson v. Allied News Co., 529 F.2d
206, 210 (CA7 1976).
2 The short, introductory
article was written by petitioner Anderson
and relied exclusively on the information
obtained by Bermant.
3
Gertz v. Robert Welch, Inc., 418 U.S.
323, 351, 94 S.Ct. 2997, 3012, 41 L.Ed.2d
789 (1974), this Court summarized who
will be considered to be a public figure to
whom the New York Times standards
will apply:
"[The public figure] designation may rest
on either of two alternative bases. In some
instances an individual may achieve such
pervasive fame or notoriety that he becomes
a public figure for all purposes and in all
contexts. More commonly, an individual
voluntarily injects himself or is drawn into
a particular public controversy and thereby
becomes a public figure for a limited range
of issues. In either case such persons
assume special prominence in the resolution
of public questions."
The District Court found that
respondents, as political lobbyists, are the
second type of political figure described by
the Gertz courta limited-purpose
public figure.
Waldbaum v. Fairchild Publications, Inc.,
201 U.S.App.D.C. 301, 306, 627 F.2d 1287,
1292, cert. denied, 449 U.S. 898, 101
S.Ct. 266, 66 L.Ed.2d 128 (1980).
4 Our analysis here does not
address the question of the initial burden
of production of evidence placed by Rule 56
on the party moving for summary judgment.
Celotex Corp. v. Catrett, 477 U.S.
317, 106 S.Ct. 2548, 91 L.Ed. 265 (1986).
Respondents have not raised this issue here,
and for the purposes of our discussion we
assume that the moving party has met
initially the requisite evidentiary burden.
5 This requirement in turn is
qualified by Rule 56(f)'s provision that
summary judgment be refused where the
nonmoving party has not had the opportunity
to discover information that is essential to
his opposition. In our analysis here, we
assume that both parties have had ample
opportunity for discovery.
6 In many cases, however,
findings are extremely helpful to a
reviewing court.
7 Our statement
Hutchinson v. Proxmire, 443 U.S. 111,
120, n. 9, 99 S.Ct. 2675, 2680, n. 9
(1979), that proof of actual malice "does
not readily lend itself to summary
disposition" was simply an acknowledgment of
our general reluctance "to grant special
procedural protections to defendants in
libel and defamation actions in addition to
the constitutional protections embodied in
the substantive laws."
Calder v. Jones, 465 U.S. 783,
790-791, 104 S.Ct. 1482, 1487-1488, 79
L.Ed.2d 804 (1984).
1a The Court's holding today
is not, of course, confined in its
application to First Amendment cases.
Although this case arises in the context of
litigation involving libel and the press,
the Court's holding is that "in ruling on a
motion for summary judgment, the judge must
view the evidence presented through the
prism of the substantive evidentiary
burden." Ante, at 254. Accordingly, I
simply do not understand why Justice
REHNQUIST, dissenting, feels it appropriate
to cite
Calder v. Jones, 465 U.S. 783, 104
S.Ct. 1482, 79 L.Ed.2d 804 (1984), and
to remind the Court that we have
consistently refused to extend special
procedural protections to defendants in
libel and defamation suits. The Court today
does nothing of the kind. It changes summary
judgment procedure for all litigants,
regardless of the substantive nature of the
underlying litigation.
Moreover, the Court's holding is not
limited to those cases in which the
evidentiary standard is "heightened,"
i.e., those in which a plaintiff must
prove his case by more than a mere
preponderance of the evidence. Presumably,
if a district court ruling on a motion for
summary judgment in a libel case is to
consider the "quantum and quality" of proof
necessary to support liability under New
York Times, ante, at 254, and then ask
whether the evidence presented is of
"sufficient caliber or quantity" to support
that quantum and quality, the court must ask
the same questions in a garden-variety
action where the plaintiff need prevail only
by a mere preponderance of the evidence. In
other words, today's decision by its terms
applies to all summary judgment motions,
irrespective of the burden of proof required
and the subject matter of the suit.
2a Writing in dissent in
Matsushita, Justice WHITE stated that he
agreed with the summary judgment test
employed by the Court, namely, that " '[w]here
the record taken as a whole could not lead a
rational trier of fact to find for the
nonmoving party, there is no 'genuine issue
for trial.' " 475 U.S., at 599, 106 S.Ct.,
at 1363. Whether the shift, announced today,
from looking to a "reasonable" rather than a
"rational" jury is intended to be of any
significance, there are other aspects of the
Matsushita dissent which I find
difficult to square with the Court's holding
in the present case. The Matsushita
dissenters argued:
". . . [T]he Court summarizes Monsanto
Co. v. Spray-Rite Service Corp., supra,
as holding that 'courts should not permit
factfinders to infer conspiracies when such
inferences are implausible. . . .' Ante,
at ----. Such language suggests that a judge
hearing a defendant's motion for summary
judgment in an antitrust case should go
beyond the traditional summary judgment
inquiry and decide for himself whether the
weight of the evidence favors the plaintiff.
Cities Service and Monsanto do
not stand for any such proposition. Each of
those cases simply held that a particular
piece of evidence standing alone was
insufficiently probative to justify sending
a case to the jury. These holdings in no way
undermine the doctrine that all evidence
must be construed in the light most
favorable to the party opposing summary
judgment.
"If the Court intends to give every judge
hearing a motion for summary judgment in an
antitrust case the job of determining if the
evidence makes the inference of conspiracy
more probable than not, it is overturning
settled law. If the Court does not intend
such a pronouncement, it should refrain from
using unnecessarily broad and confusing
language." Id., at 600-601, 106 S.Ct.,
at 1363 (footnote omitted).
In my view, these words are as applicable
and relevant to the Court's opinion today as
they were to the opinion of the Court in
Matsushita.
3a I am also baffled by the
other cases cited by the majority to support
its holding. For example, the Court asserts
that "[i]f . . . evidence is merely
colorable,
Dombrowski v. Eastland, 387 U.S. 82,
87 S.Ct. 1425, 18 L.Ed.2d 577 (1967) (per
curiam), . . . summary judgment may be
granted." Ante, at 249-250. In
Dombrowski, we reversed a judgment
granting summary judgment to the counsel to
the Internal Security Subcommittee of the
Judiciary Committee of the United States
Senate because there was "controverted
evidence in the record . . . which affords
more than merely colorable substance" to the
petitioners' allegations. 387 U.S., at 84,
87 S.Ct., at 1427. Dombrowski simply
cannot be read to mean that summary judgment
may be granted if evidence is merely
colorable; what the case actually says is
that summary judgment will be denied
if evidence is "controverted,"
because when evidence is controverted,
assertions become colorable for purposes of
motions for summary judgment law.
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