Miscellaneous Regulations Not Indexed Elsewhere

Agency organizational regulations, employee regulations, filing procedures and other regulations of general application

Contracting with banking agencies

Post-employment restrictions for certain agency employees

Agency organizational regulations

Freedom of Information Act (FOIA) and other information-related regulations

Other information disclosure regulations

Non-discrimination regulations

Miscellaneous regulations not otherwise indexed

OCC

12 CFR Part 4 - Organization and functions, availability and release of information, contracting outreach program, post-employment restrictions for senior examiners

FRB

12 CFR Part 264 Employee responsibilities and conduct

Refers to general regulation - 5 CFR Part 2635

12 CFR Part 264b Rules regarding foreign gifts and
decorations

264b.1 Purpose and scope
264b.2 Definitions
264b.3 Restrictions on acceptance
264b.4 Gifts of minimal value
264b.5 Gifts of more than minimal value
264b.6 Requirements for gifts of more than minimal value
264b.7 Decorations
264b.8 Office of the Secretary disposition
264b.9 Enforcement
264b.10 Certain grants excluded

12 CFR Part 269 Policy on labor relations for Federal
Reserve Banks

269.1 Definition of a labor organization
269.2 Membership in a labor organization
269.3 Recognition of and relationship to FRB
269.4 Determination of appropriate bargaining unit
269.5 Elections
269.6 Unfair labor practices
269.7 Approval of agreement and required contents
269.8 Grievance procedures
269.9 Mediation of negotiation impasses
269.10 Time for internal labor organization business,
consultations and negotiations
269.11 Federal Reserve System Labor Relations Panel
269.12 Amendment

12 CFR Part 269a Definitions (relating to labor relations)

269a.1 Party
269a.2 Party in interest
269a.3 Intervenor [sic]
269a.4 Investigator
269a.5 Hearing officer

12 CFR Part 269b Charges of unfair labor practices

269b.110 Charges
269b.111 Filing of charges
269b.112 Contents of the charge
269b.113 Withdrawal or settlement
269b.120 Answer to a charge
269b.121 Contents of answer

Preliminary Investigation

269b.210 Referral to National Center for Dispute
Settlement
269b.220 Priority; acceleration of proceedings
269b.230 Assessment of costs; posting of bond
269b.240 The investigation

Appeal from the Center's determination

269b.310 Appeal rights
269b.320 Proceedings before the panel

Formal proceedings

269b.410 Notice of hearing
269b.420 Designation of hearing officer
269b.430 Contents of notice of hearing
269b.440 Conduct of hearing
269b.441 Rights of parties
269b.442 Duties and powers of the hearing officer
269b.443 Motions before or after a hearing
269b.444 Objection to conduct of hearing; other motions
269b.450 Submission of hearing officer's report to the
panel

Panel review of Hearing Officer's Report and
recommended decision

269b.510 Review by panel
269b.520 Exceptions to hearing officer's report
269b.530 Briefs in support of the hearing officer's report
269b.540 Action by the panel

Compliance

269b.610 Procedures
269b.620 Action by panel

General Rules

269b.710 Rules to be liberally construed
269b.720 Computation of time for filing papers
269b.730 Number of copies; form
269b.731 Signature
269b.740 Service of pleading and other paper
269b.750 Requests for appearance of witnesses

FDIC

12 CFR Part 303 Filing procedures

Subpart A Rules of general applicability

303.1 Scope
303.2 Definitions
303.3 General filing procedures
303.4 Computation of time
303.5 Effect of Community Reinvestment Act
performance on filings
303.6 Investigations and examinations
303.7 Public notice requirements
303.8 Public access to filing
303.9 Comments
303.10 Hearings and other meetings
303.11 Decisions
303.12 Waivers
303.14 Being ''engaged in the business of receiving
deposits other than trust funds''
303.15 Certain limited liability companies deemed
incorporated under State law

Subpart K Prompt corrective action

303.200 Scope
303.201 Filing procedures
303.202 Processing
303.203 Applications for capital distributions
303.204 Applications for acquisitions, branching, and
new lines of business
303.205 Applications for bonuses and increased
compensation for senior executive officers
303.206 Application for payment of principal or interest
on subordinated debt
303.207 Restricted activities for critically
undercapitalized institutions

Subpart L Section 19 of the FDI Act - Consent to
service of persons convicted of certain
criminal offenses

303.220 Scope
303.221 Filing procedures
303.222 Service at another insured depository institution
303.223 Applicant's right to hearing following denial

Subpart M Other Filing

303.240 General
303.241 Reduce or retire capital stock or capital debt
instruments
303.242 Exercise of trust powers
303.243 Brokered deposit waivers
303.244 Golden parachute and severance plan payments
303.245 Waiver of liability for commonly controlled
depository institutions
303.246 Insurance fund conversions
303.247 Conversion with diminution of capital
303.248  Continue or resume status as an insured
             institution following termination under section 8
             of the FDI Act
303.249 Truth in Lending Act--Relief from reimbursement
303.250 Management official interlocks
303.251 Modification of conditions
303.252 Extension of time

12 CFR Part 304 Forms, instructions and reports

304.1 Purpose
304.2 Where to obtain forms and instructions
304.3 Reports

12 CFR Part 313 - Procedures for corporate debt
collection

Subpart A - Scope, purpose, definitions and
delegations of authority

313.1 Scope
313.2 Purpose
313.3 Definitions
313.4 Delegations of authority

Subpart B - Administrative offset

313.20 Applicability and scope
313.21 Definitions
313.22 Collection
313.23 Offset prior to completion of procedures
313.24 Omission of procedures
313.25 Debtor's rights
313.26 Interest
313.27 Refunds
313.28 No requirement for duplicate notice
313.29 Requests for offset to other federal agencies
313.30 Requests for offset from other federal agencies

Subpart C - Salary Offset

313.40 Scope
313.41 Notice requirement where FDIC is creditor agency
313.42 Procedures to request a hearing
313.43 Failure to timely submit request for hearing
313.44 Procedure for hearing
313.45 Certification of debt by FDIC as creditor agency
313.46 Notice of salary offset where FDIC is the paying
agency
313.47  Voluntary repayment agreements as alternative
           to salary offset where the FDIC is the creditor
           agency
313.48 Special review of repayment agreement or salary
offset due to changed circumstances
313.49 Coordinating salary offset with other agencies
313.50 Interest, penalties, and administrative costs
313.51 Refunds
313.52 Request from a creditor agency for services of a
hearing official
313.53 Non-waiver of rights by payments
313.54 Exception to due process procedures
313.55 Salary adjustments

Subpart D - Administrative wage garnishment

313.80 Scope and purpose
313.81 Notice
313.82 Debtor's rights
313.83 Form of hearing
313.84 Effect of timely request
313.85 Failure to timely request a hearing
313.86 Hearing official
313.87 Procedure
313.88 Format of hearing
313.89 Date of decision
313.90 Content of decision
313.91 Finality of agency action
313.92 Failure to appear
313.93 Wage garnishment order
313.94 Certification by employer
313.95 Amounts withheld
313.96 Exclusions from garnishment
313.97 Financial hardship
313.98 Ending garnishment
313.99 Prohibited actions by employer
313.100 Refunds
313.101 Right of action

Subpart E - Tax refund offset

313.120 Scope
313.121 Definitions
313.122 Notification of debt to FMS
313.123 Certification and referral of debt
313.124 Pre-offset notice and consideration of evidence
313.125 Referral of past-due, legally enforceable debt
313.126 Correcting and updating referral
313.127 Disposition of amounts collected

Subpart F - Civil service retirement and disability fund
offset

313.140 Future benefits
313.141 Notification to OPM
313.142 Request for administrative offset
313.143 Cancellation of deduction

Subpart G - Mandatory centralized administrative offset

313.160 Treasury notification
313.161 Certification of debt
313.162 Compliance with 31 CFR part 285
313.163 Notification of debts of 180 days or less

12 CFR Part 326 Minimum security devices and
procedures and bank secrecy act
compliance

Subpart A Minimum security procedures

326.0 Authority, purpose, and scope
326.1 Definitions
326.2 Designation of security officer
326.3 Security program
326.4 Reports

12 CFR Part 328 Advertisement of membership

328.0 Scope
328.1 Official signs
328.2 Mandatory requirements with regard to the official
sign and its display by banks
328.3 Mandatory requirements with regard to the official
advertising statement and manner of use by banks
328.4  Mandatory requirements with regard to the display
          of the official savings association sign by insured
          savings associations

12 CFR Part 336 FDIC employees

Subpart A Employee responsibilities and conduct

336.1 Cross-reference to employee ethical conduct
standards and financial disclosure regulations

Subpart B Minimum standards of fitness for
employment with the Federal Deposit
Insurance Corporation

336.2 Authority, purpose and scope
336.3 Definitions
336.4 Minimum standards for appointment to a position
with the FDIC
336.5 Minimum standards for employment with the FDIC
336.6 Verification of compliance
336.7 Employee responsibility, counseling and distribution
of regulation
336.8 Sanctions and remedial actions
336.9 Finality of determination

Subpart C One-year restriction on post-employment activities of senior examiners

12 CFR Part 350   Disclosure of financial and other
              information by FDIC-insured state nonmember
              banks

350.1 Scope
350.2 Definitions
350.3 Requirement for annual disclosure statement
350.4 Contents of annual disclosure statement
350.5 Alternative annual disclosure statements
350.6 Signature and attestation
350.7 Notice and availability
350.8 Delivery
350.9 Disclosure of examination reports
350.10 Prohibited conduct and penalties
350.11 Safe harbor provision
350.12 Disclosure required by applicable banking or
securities law or regulations

OTS

12 CFR Part 506 Information collection requirements -
Paperwork Reduction Act

506.1 OMB control numbers assigned pursuant to the
Paperwork Reduction Act

12 CFR Part 513 Practice before the office

513.1 Scope of part
513.2 Definitions
513.3 Who may practice
513.4 Suspension and debarment
513.5 Reinstatement
513.6 Duty to file information concerning adverse judicial
or administrative action
513.7 Proceeding under this part
513.8  Removal, suspension, or debarment of independent
         public accountants and accounting firms performing
         audit services

12 CFR Part 568 Security procedures under the Bank
Protection Act

568.1 Authority, purpose, and scope
568.2 Designation of security officer
568.3 Security program
568.4 Report
568.5 Protection of customer information

12 CFR Part 583 - Definitions for regulations affecting
savings and loan holding companies

NCUA

12 CFR Part 740 Accuracy of advertising and notice of
insured status

740.0 Scope
740.1 Definitions
740.2 Accuracy of advertising
740.3 Advertising of excess insurance
740.4 Requirements for the official sign
740.5 Requirements for the official advertising statement

12 CFR Part 741 Requirements for (Share) Insurance

Subpart A Regulations that apply to both Federal
                    Credit Unions and Federally Insured State-
                    Chartered Credit Unions and that are not
                    codified elsewhere in NCUA's regulations

741.0 Scope
741.1 Examination
741.2 Maximum borrowing authority
741.3 Criteria
741.4 Insurance premium and one percent deposit
741.5 Notice of termination of excess insurance
coverage
741.6 Financial and statistical and other reports
741.7 Conversion to a state-chartered credit union
741.8 Purchase of assets and assumption of liabilities
741.9 Uninsured membership shares
741.10 Disclosure of share insurance
741.11 Foreign branching

Subpart B Regulations codified elsewhere in NCUA's
                    regulations as applying to federal credit
                    unions that also apply to federally insured
                    state-chartered credit unions

741.201 Minimum fidelity bond requirements
741.202 Audit and verification requirements
741.203 Minimum loan policy requirements
741.204 Maximum public unit and nonmember accounts,
and low-income designation.
741.205 Reporting requirements for credit unions that
are newly chartered or in troubled condition
741.206 Corporate credit unions
741.207 Community development revolving loan program
for credit unions
741.208  Mergers of federally insured credit unions:
             voluntary termination or conversion of insured
             status
741.209 Management official interlocks
741.210 Central liquidity facility
741.211 Advertising
741.212 Share insurance
741.213 Administrative actions, adjudicative hearings,
rules of practice and procedure
741.214 Report of crime or catastrophic act and Bank
Secrecy Act compliance
741.215 Records preservation program
741.216 Flood insurance
741.217 Truth in savings
741.218 Involuntary liquidation and creditor claims
741.219 Investment requirements
741.220 Privacy of consumer financial information
741.221 Suretyship and guaranty requirements

12 CFR Part 792 Requests for information under the
                               Freedom of Information Act and Privacy
                               Act, and by subpoena; security
                               procedures for classified information

Subpart E - The Privacy Act

See Privacy topic page

12 CFR Part 793 Tort claims against the government

Subpart A General

793.1 Scope of regulations

Subpart B Procedures

793.2 Administrative claim; when presented; place of
filing
793.3 Administrative claim; who may file
793.4 Administrative claims; evidence and information to
be submitted
793.5 Investigation, examination, and determination of
claims
793.6 Final denial of claim
793.7 Payment of approved claims.
793.8 Release
793.9 Penalties
793.10 Limitation on National Credit Union
Administration's authority

12 CFR Part 795 OMB control numbers assigned
pursuant to the Paperwork Reduction
Act

795.1 OMB control numbers

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