Subpart A - Accounts
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563.1 Chartering documents
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563.5 Securities: Statement of non-insurance
Subpart B - Operation
and Structure
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563.22 Merger, consolidation, purchase or sale of assets, or assumption of liabilities
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563.27 Advertising
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563.33 Directors, officers, and employees
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563.36 Tying restriction exception
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563.39 Employment contracts
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563.41 Transactions with affiliates
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563.43 Loans by savings associations to their executive officers, directors and principal shareholders
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563.47 Pension plans
Subpart C - Securities
and Borrowings
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563.74 Mutual capital certificates
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563.76 Offers and sales of securities at an
office of
a savings association
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563.80 Borrowing limitations
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563.81 Issuance of subordinated debt securities and mandatorily redeemable preferred stock
Subpart E - Capital
Distributions
-
563.140 What does this subpart cover?
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563.141 What is a capital distribution?
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563.142 What other definitions apply to this
subpart?
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563.143 Must I file with OTS?
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563.144 How do I file with the OTS?
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563.145 May I combine my notice or application with other notices or applications?
-
563.146 Will the OTS permit my capital
distribution?
Subpart F - Financial Management Policies
SEC_CODE_REF_0090001192884
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563.161 Management and financial policies
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563.170 Examinations and audits; appraisals; establishment and maintenance of records
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563.171 Frequency of safety and soundness examination
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563.172 Financial derivatives
-
563.176 Interest-rate-risk-management
procedures
-
563.177 Procedures for monitoring Bank Secrecy
Act
(BSA) compliance
Subpart G - Reporting
and Bonding
-
563.180 Suspicious Activity Reports and other reports and statements
-
563.190 Bonds for directors, officers,
employees, and
agents; form of and amount of bonds
-
563.191 Bonds for agents
-
563.200 Conflicts of interest
-
563.201 Corporate opportunity
Subpart H - Notice of
Change of Director or
Senior Executive Officer
-
563.550 What does this subpart do?
-
563.555 What definitions apply to this subpart?
-
563.560 Who must give prior notice?
-
563.565 What procedures govern the filing of my notice?
-
563.570 What information must I include in my
notice?
-
563.575 What procedures govern OTS review of my notice for completeness?
-
563.580 What standards and procedures will govern OTS review of the substance of my notice?
-
563.585 When may a proposed director or senior executive officer begin service?
-
563.590 When will the OTS waive the prior notice requirement?
This
page collects in one place the the OCC, OTS and NCUA regulations governing the
operations of the financial institutions they have chartered and for which they
are the primary federal regulator