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Summary
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 Margin loans are those made for the purpose of buying
stocks or other securities
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Regulations
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 FRB
OCC,
FDIC, OTS and NCUA - No regulations directly affecting margin loans
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Interpretive and Explanatory Materials
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List of
Foreign Margin Stocks
Margin
Requirements
FRB
Forms
SEC_CODE_REF_0090001192884
FRB
Legal Interpretations Regarding Margin Loans
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Other non-banking Regulations
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SEC
Rule 8c-1
- Rules 8c-1, 15c2-1, 15c3-2,and 15c3-3 generally
restrict a broker-dealer's use of customer funds and securities to finance its
business activities
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SEC Release 34-40594
1998
NASD
Rule 2520
- Amendments made to Rule 2520
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