OTS Examination Handbook

Index

Table of Contents 3.08.07

Administration 3.13.06

010. Handbook and Program Use 11.30.04
020. Conduct of Agency Personnel 3.31.03
040. Examination Systems 3.13.06

Appendix A: Examination Types 3.13.06

045. Regulatory Action Data System 6.30.99
060. Examination Scheduling, Scoping, and Management 11.30.04

Examination Program 11.30.04
Appendix A: Basic Scoping Matrix 11.30.04
Appendix B: Examination Scope Worksheet 8.30.05
Appendix C: Examination Management Checklist 3.31.05

070. Ratings: Developing, Assigning, and Presenting 11.30.04

Ratings Program 11.30.04
Appendix A: Uniform Financial Institutions Rating System 11.30.04
Appendix B: Compliance Rating Scale 11.30.04

Capital 12.31.03

110. Capital Stock and Ownership 12.31.03

Capital Stock & Ownership Program 12.31.03
Appendix A: Washington and Regional Processing of Exchange Act Filings 12.31.03

120. Capital Adequacy 11.20.03

Capital Adequacy Program 11.20.03
Appendix A: Capital Components & Risk-Based Capital 11.20.03
Appendix B: Supplementary Information and Issues 11.20.03
Appendix C: PCA Restrictions 11.20.03

Asset Quality 3.21.07

Management 4.20.06

Earnings 11.30.04

Liquidity 12.02.03

Sensitivity to Market Risk 4.16.02

Other Activities 7.31.07

Compliance Oversight Examination Program 11.30.04

Fair Lending 3.08.07

Consumer Affairs Laws and Regulations 2.23.06

Compliance Laws and Regulations 7.01.05

Community Reinvestment Act 7.03.07